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Christopher Nolan: A Labyrinth of Linkages pdf online

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The Classical Hollywood Cinema Twenty-Five Years Along

Nordisk and the Tableau Aesthetic

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Archive for the 'Film technique: Editing' Category

DUNKIRK Part 2: The art film as event movie

Beach 700

Dunkirk (2017).

DB here:

In some ways Christopher Nolan has become our Stanley Kubrick. Many directors have found ways to turn genre movies into art films; think of Wes Anderson and comedy, or Paul Thomas Anderson and  melodrama. But seldom does the result become both a prestige picture and an event film.

Kubrick 300Kubrick managed it. After showing his commercial acumen with Spartacus, Lolita, and Dr. Strangelove (costume picture, controversial adaptation, satire) he was able to make 2001, a meditation on life and the cosmos in the trappings of science fiction. From then on, he could frame any project as both working in a familiar genre and offering a challenging narrative or theme. Thanks to shrewd marketing of both each project and his image, he invested his adaptations (A Clockwork Orange, Barry Lyndon, The Shining, Full Metal Jacket, Eyes Wide Shut) with a must-see aura. Whether or not the film was a top grosser, people said, this is a guy a studio wants to be in business with. Warners obliged.

Like Kubrick, Nolan moved from the independent realm to an assignment (Insomnia) before being entrusted with a big picture, the first of the Batman reboots. As he developed the Dark Knight trilogy, he made two films in the one-for-them, one-for-me mode (The Prestige, Inception). But Inception became his 2001, a genre hybrid (science-fiction/heist film) that proved that he could turn an eccentric “personal” project into a blockbuster. After The Dark Knight Rises, Interstellar showed that he could make an original genre film that was both prestigious (brainy, based on real science) and an event film. He became another director you want to be in business with. Warners obliged.

Nolan 300There are other affinities, surely. Both Kubrick and Nolan are often considered cerebral technicians, setting themselves gearhead problems with each project. They’re called cold as well. In Kubrick’s case, his detachment is best understood, as Jim Naremore has convincingly argued, as a commitment to the grotesque. Nolan, on the other hand, takes strong emotional situations as his premise but subordinates them to labyrinthine formal designs. For example, the conventional device of the dead wife justifies intricate plot structures in both Memento and Inception. Sensitive to the charge of coldness, in promoting every film Nolan emphasizes how his formal strategies aim to enhance emotion. But Kristin and I think that they’re of intrinsic interest, as she argues in relation to exposition in Inception.

True, Kubrick the former photographer is the more fastidious stylist. You can’t imagine him accepting that his film could be shown in three aspect ratios (as Dunkirk is). The Prestige shows that Nolan can be a precise pictorialist, but as I argue in our little book on his work he’s usually looser at the level of composition and cutting. What he’s interested in above all is narrative.

It’s rare to find any mainstream director so relentlessly focused on exploring a particular batch of storytelling techniques. Like Resnais, Godard, and Hong Sangsoo (a strange crew, I admit), Nolan zeroes in, from film to film, on a few narrative devices, finding new possibilities in what most directors handle routinely. He seems to me a very thoughtful, almost theoretical director in his fascination with turning certain conventions this way and that, to reveal their unexpected possibilities.

Specifically, I think, he’s interested in subjective storytelling, and how it interacts with a very traditional film technique: crosscutting. And he manages to make both fit within a genre framework.

Take Dunkirk. Spoilers ahead.

 

Field-stripping the war movie

Tommy 600

In working on Reinventing Hollywood, I came to realize that the war film bristles with a lot of narrative possibilities. You can focus on a single protagonist, as Sergeant York and Hacksaw Ridge do. Or you can spread the protagonist function to two pals, three comrades, or an entire unit. Mission-team movies like Desperate Journey or The Guns of Navarone can be tightly plotted, but films about ongoing combat can be more episodic, stressing the long slog (The Story of G.I. Joe) or the need to respond to more or less random attacks (Battleground). In most variants, battles and strategy sessions alternate with relatively dead time when the grunts ponder their fate and talk about life back home. Letters from mom or photos of wives and girlfriends are a must.

One popular subgenre is the Big Maneuver movie. In The Longest Day the Allies’ landing at Normandy is given as a panorama across nations and a trip through the military hierarchy. The viewpoint sweeps from top brass on both the Allies’ and Axis side to lower-down infantrymen, partisans, and ordinary citizens. Although A Bridge Too Far stresses the generals’ debates about what turns out to be a failed strategy, it too spends time on lower-echelon officers.

In the Big Maneuver movie, certain scenes are conventional. We see briefing rooms fitted out with maps and models of the terrain. Because the cast is vast, officers are sometimes distinguished by titles (as well as being played by instantly recognizable stars).

Duke 600

And when the film’s narration shifts to the grunts, we get quick characterizations that invoke their pasts. Early in The Longest Day, a rosary in an envelope reminds paratrooper Schultz of an incident at Fort Bragg.

Rosary 600

Later in the film we’ll find out what this incident was, and what it says about his character.

As many critics have noticed, Dunkirk adopts the framework of the Big Maneuver war movie but it strips away many of these conventions. The only map we can examine, as Kristin mentioned, is the one on the leaflets the Germans are circulating, and for our protagonist the leaflets’ biggest value is as toilet paper. Commander Bolton and Colonel Winnaut are the only brass we see, apart from a brief visit from a Rear Admiral. More important, they’re in the thick of it, not in some safe HQ reading dispatches and pushing toy ships around tabletops.

Just as important, Nolan has purged the characters of backstory. Tommy, Farrier, pilot Collins, the French boy posing as Gibson, and Alex, the angry soldier who attaches himself to Tommy, aren’t given family or memories, nor do they display tokens of home. We don’t even know how Tommy got those scars on his knuckles. Only Mr. Dawson has a bit of a past, and that’s given us late when we learn that his son, an RAF pilot, was killed–thus giving extra motivation to his patriotic urge to help in the evacuation.

Dawson 2 600

While critics complained of too much exposition in Inception, now Nolan gives almost none. In one sense, this laconic presentation is characteristic of the blank spaces we find in “art films,” where character motivation and psychology are often obscure. This is, by Hollywood standards, certainly a sparse war picture. Yet Nolan has spoken of this strategy as reworking a familiar structure. His film, he says, is all climax.

For me, this film was always going to play like the third act of a bigger film. There have been films that have done this in recent years, like George Miller’s last Mad Max film, Fury Road, or Alfonso Cuarón’s Gravity, where you’re dealing with things as the characters deal with them.

Kristin’s previous entry points out that in her model of classical plot structure, the film is actually both a Development and a Climax–that is, parts three and four. A Development section consists of obstacles and delays, which comprise most of the action of this film before the climactic bomber attack. Still, Nolan’s point is well-taken. In most climax sections (third acts), we know everything we need to know about the action. All the relevant motivations and backstory have been supplied in the earlier stretches, so we can concentrate solely on what happens next.  In Dunkirk, we don’t see those prior sections, so we’re plunged into the prolonged suspense characteristic of climaxes.

 

The war movie as thriller

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Granted, suspense is an ingredient of any war picture. Alongside GHQ debates about strategy, the Big Maneuver movie includes episodes aiming at momentary tension. The dive into the French village in The Longest Day offers the painful spectacle of men being shot down like a flock of geese, while A Bridge Too Far shows Urquhart (Sean Connery) trapped in a Dutch household as Nazis surround him.

Parachutes 600     POV 600

Nolan’s strategy, though, is to make virtually the entire film an exercise in suspense. He understands that pure suspense doesn’t require us to like or even know a lot about the characters. We can feel tension in relation to characters we don’t like (e.g., Bruno’s reaching for the lighter in Strangers on a Train) or characters we don’t know much about at all.

Dunkirk offers a cascade of primal dangers, an anthology of narrow escapes and last-minute rescues.

Hand 600

The whole film is a race against time, enclosing mini-races. Nolan plays on fears of being crushed, swallowed by darkness, blasted to bits, and shot out of the sky. How many ways can you drown–in a sinking ship, under a flaming oil slick, inside a Spitfire cockpit? The appeals are elemental and irresistible; a child of five could understand the dangers here. This catalogue of stark situations takes us straight back to silent cinema, to cliffhangers, Griffith rescues, and Lang’s dungeons filling with water. Nolan points out:

Dunkirk is all about physical process, all about tension in the moment, not backstories. It’s all about ‘Can this guy get across a plank over this hole?’

Those who want films to focus only on higher things, big ideas or subtle emotions, miss the visceral dimension of cinema. It’s led critics to avoid analyzing musicals, cop thrillers, Asian martial arts films, and Eisenstein’s action sequences. (Ritual invocations of The Body notwithstanding.) The Battleship Potemkin, Police Story, The Raid: Redemption, and much other excellent cinema happily passes The Plank Test.

Does this make the film superficial? Nolan explains that even in the absence of characterization, suspense triggers involuntary, universal responses. Consider Tommy trying to run across the plank.

We care about him. We don’t want him to fall down. We care about these people because we’re human beings and we have that basic empathy.

In creating the suspense, Nolan went, as he puts it, “in a more Hitchcock direction.” That entails, for reasons we’ve talked about here and here, playing between restricted and more unrestricted point of view. Not only do we not see the GHQ strategizing, we aren’t taken into the enemy camp. From the start, when gunfire drives Tommy down the Dunkirk streets, the attacks come from offscreen. Only at the very end will a couple of blurry Nazi-shaped figures appear behind the captured pilot Farrier.

In the end, the key for me was reading a lot of firsthand accounts of the people who were there. It became apparent to me that the subjective approach — really putting the audience on the beach with the characters, putting them in the cockpit of the plane, putting them on one of the boats coming across to help — that was going to be the way to tell the story and get across this much bigger picture.

Pilot pov 600

To drive home what it feels like to just barely get by, Nolan ties us tightly to  Tommy the foot soldier, Mr. Dawson and his son Peter on their boat, and Farrier the Spitfire pilot, with side visits to Commander Bolton on the Mole. Sometimes he supplies optical POV shots, but more generally he simply confines us to what happens in these men’s ken. The result is both surprise–when the bullets or bombers appear–and suspense, when we cut between Tommy and other soldiers swamped below deck while Gibson struggles to open the hatch and free them.

Even the clicking shut of a cabin latch–or not clicking it shut–generates tension, heightened by the ticking of Zimmer’s score. (At times I thought the pulse in my skull was synched up with the metronomic soundtrack.) The emblem of Nolan’s narrational strategy might be the pitiless shot surmounting today’s entry, showing Tommy flattened while bombs drop one by one behind him, coming inexorably closer to the foreground. Nolan turned superhero films, science-fiction films, and fantasy films into ticking-clock thrillers, and now he does it with a war movie.

The limiting of viewpoint links to some of Nolan’s perennial concern with subjectivity, I think, but it’s also there as a strain within the tradition of war fiction and film. Remarque’s novel All Quiet on the Western Front is like a diary, told in first-person present tense but with flashbacks in the past tense. Catch-22 is in long stretches tied to Yossarian’s jumbled memories of flight missions and hospital stays. Terrence Malick’s adaptation of The Thin Red Line, a film Nolan much admires, turns James Jones’ third-person novel into a lyrical fantasia on war as both a violation of nature and an extension of it, with flashbacks and brooding soliloquys. But in Dunkirk Nolan avoids the deeper registers of subjectivity he’s explored before–no memories, no dreams or fantasies, just brute happenings and the stubborn physical demands of earth and rock and water.

The viewpoint range isn’t as narrow as I’ve suggested, though. Nolan broadens his scope by cutting back and forth among the subjective stretches. Again, this is standard operating procedure in the Big Maneuver film. But that crosscutting was never like this.

 

Time out from battle

3 on beach 600

Dunkirk, sans credits, runs a little more than 99 minutes and consists of around 99 sequences. It’s very fragmentary. But then, so is a lot of war fiction. All Quiet consists of many fairly short scenes. Evelyn Scott’s vast novel The Wave (1929) surveys the US Civil War through over a hundred vignettes of the home front and the battlefront, involving characters mostly unaware of each other. William March’s Company K (1933) consists of 113 short segments, each bearing the name of one soldier and told in first-person by him (even if he dies in the course of the episode). Unlike what happens in The Wave, the men are mostly known to one another, and some actions are replayed through different viewpoints. A fancier sort of fragmentation goes on in Mailer’s The Naked and the Dead (1948), which interrupts its scenes with flashbacks (“The Time Machine”) and sections called “Chorus.”

TBeach 300he war novel I’ve seen that’s closest to what Nolan gives us is Peter Bowman’s Beach Red (1946). The story tells of a US effort to capture a Japanese-held island. Bowman wanted, he explained to achieve “a sincere representation of a composite American soldier living from second to second and minute to minute because that is all he can be sure of.” This heightened sensitivity to duration led Bowman to try an unusual strategy.

His novel is in blank verse, in stanzas of varying length but all conforming to a strict pattern. Each line is equal to one second of story time. Each chapter consists of sixty lines, or one minute of story time. And the book has sixty chapters, representing the hour in which the forces take the beachhead. Like Nolan, Bowman wants a deep, visceral subjectivity, and he aims at this through a frankly mechanical layout of his text. The rigid pattern seeks to force the reader to sink into time. Bowman explains:

I have tried to create a mood of inexorable regularity that would correspond to the subtle tyranny of the military timetable. . . . I have attempted to do for the eye what the ticking of a clock accomplishes for the ear. . . the relentless inflexibility of time itself.

The aching inching forward of time is stressed thematically too, which includes reflections like “Would there be armies if clocks had never been invented?” The book ends with the second-person narration (“You”) dying. Soldier Whitney reports: “There is nothing moving but his watch.”

Like Bowman, Nolan is interested in both the psychology of time and the problem of representing it in his artistic medium. I maintained in our book on Nolan that he isn’t only interested in shuffling chronology. I think that he’s particularly keen on exploring what the technique of crosscutting does to story time.

He has explained that he got the idea from Graham Swift’s 1983 novel Waterland.

It opened my eyes to something I found absolutely shocking at the time. It’s structured with a set of parallel timelines and effortlessly tells a story using history–a contemporary story and various timelines that were close together in time (recent past and less recent past), and it actually cross cuts these timelines with such ease that, by the end, he’s literally sort of leaving sentences unfinished and you’re filling in the gaps.

Crosscutting would become a central artistic strategy for Nolan, a way of shaping his other storytelling choices.

Admittedly, what strikes you first about Memento is its flagrant exercise in reversing story order. But that 3-2-1 sequencing is accompanied by a counterpoint, that of chronologically advancing time, 1-2-3 in the present. Backwards-moving sequences are crosscut with forward-moving ones. Likewise, the structure of Following stems from treating phases of a single action as different story strands which can be crosscut. And the shuffling of order in The Prestige comes from intercutting stretches of two characters’ lives in complicated polyphony.

In his last three films, I think that Nolan, intuitively or deliberately, has hit upon an important feature of conventional crosscutting. Nearly all crosscutting in fictional cinema presumes different time spans, or rather different rates of change, in the crosscut lines of story action. We presume that overall the actions are simultaneous, but at a finer level, they proceed at different speeds. Some parts of the action in one line are skipped over, while other actions in another line are prolonged.

This disparity can be seen in some of Griffith’s classic sequences. In The Birth of a Nation, the black soldiers are inches away from breaking into the cabin’s parlor while the Ku Klux Klan is riding to the cabin, but the riders are miles away. If both strands were on the same clock, the Klan would arrive much too late.

Klan 500     Cabin 500

Crosscutting allows Griffth to skip over the distance that the Klan covers, so the riders arrive at the cabin “implausibly” fast. Correspondingly, the glimpses we get of the cabin stretch out the action “unrealistically.” To put it technically, we get ellipsis in one line of action, expansion in the other.

Nolan does the same thing in his crosscut sequences. Consider the passage in The Dark Knight when the judge opens the Joker’s fake message. One or two seconds in her timeline are stretched while Gordon’s conversation with Commissioner Loeb runs on a different clock, consuming several seconds. And when Harvey Dent talks with Rachel and is grabbed by Bruce, that action takes even longer.

Judge 1A     Judge 1B     Drink 1     Dent 1     Bottle 2     Dent 2     Judge alt

To speak of different clocks is a bit misleading; we can’t think that the judge turns over the envelope in super-slo-mo. But the idea of different rates of unfolding is useful  because it reminds us that crosscutting aims to convey an overall impression of simultaneity. When we look closer, we realize that the action in one story line can be slowed or accelerated while another story line is onscreen.

Nolan’s interest in this quality of crosscutting is literalized in Inception, in which embedded dream actions unfold at different speeds on different levels. In Interstellar, cosmology motivates crosscutting between slow and fast rates of change. In the first planet the astronauts visit, one hour is equal to seven years on earth, so characters literally live at different rates. The pathos of the film depends upon the fact that Cooper returns, barely aged, to his daughter, to find an old woman on her deathbed. But the differential also allows Cooper to appear to her as the ghost that she saw in childhood and, in circular fashion, set him off on his mission.

 

The war movie as puzzle film

xyz timelines 600

Nolan notes for Interstellar.

For Dunkirk, Nolan found another way to highlight the rate differences secreted within crosscutting. Like Bowman in Beach Red, he lays down crisp time markers. Farrier’s combat sortie lasts one hour; Dawson’s rescue efforts at sea last one day; and events around the breakwater (the Mole) are said to consume one week. The actual evacuation ran longer, but Tommy and his pal aren’t the last to leave.

These three stretches of action could have been presented as separate blocks. We might have been attached first, say, to Dawson and his boat to attain a pitch of excitement during the bombing of the minesweeper. Then we could flash back to Tommy at the start, in a long lead-up to being rescued by Dawson. Finally we could cover the same events yet again by starting with Farrier’s aerial combats and tracing his fate. The film could have concluded with an epilogue showing Tommy and his pal safely on the train.

Interestingly, Kubrick explored this creative option to a limited extent in The Killing, his 1955 adaptation of Lionel White’s Clean Break. As in the novel, one string of scenes sticks with one participant in a racetrack robbery. Then we jump back in time, guided by a voice-over narrator (“About an hour earlier…”) and follow another man leading up to the situation we’ve already seen. Tarantino did the same block-shifting in Reservoir Dogs, Pulp Fiction and Jackie Brown, and he (rightly) noticed it as a standard literary technique.

Novels go back and forth all the time. You read a story about a guy who’s doing something or in some situation and, all of a sudden, chapter five comes and it takes Henry, one of the guys, and it shows you seven years ago, where he was seven years ago and how he came to be and then like, boom, the next chapter, boom, you’re back in the flow of the action. . .  . Flashbacks, as far as I’m concerned, come from a personal perspective. These [in Reservoir Dogs] aren’t, they’re coming from a narrative perspective. They’re going back and forth like chapters.

But Nolan avoided block construction and went for braiding. He splintered his story lines and crosscut them. Events that are mostly taking place at different times are, as it were, laid atop one another and offset. Crosscutting en décalage, we might say.

I’m struck by how bold this is. A more conventional choice would be to confine the action to a fairly brief stretch of time, say two hours, with the rescue fleet arriving at the climax. There might even have been an effort to handle the action as occurring in “real time,” that is, with the duration of the scenes matching their duration in the story. In any event, Nolan could have crosscut his four men–Farrier in the air, Dawson and others at sea, Bolton and Tommy around the Mole–at the points when their activities are roughly simultaneous. If Nolan wanted to include earlier incidents, such as Tommy’s escape from the Germans or his efforts to board the Red Cross ship, those could have been presented as personalized flashbacks. Instead, all that material appears in chronological scenes, but on three distinct time scales.

Nolan set himself enormous problems with this choice. He chose to show the time frames without recourse to an onscreen calendar or clock; after the three initial titles indicating the places and the time spans, we get no more explicit markers. Then Nolan faced the problem of how, on a finer-grained level, to gather these fragments into a whole. He had to create parallels, and, eventually, convergences.

So early in the film, Tommy and Gibson run a stretcher to the departing Red Cross ship.

Stretcher 600

Cutting makes their urgency flow into that of Mr. Dawson hastening to cast off before the navy requisitions the Moonstone.

Dawson 600

Forty-five seconds later Farrier’s team is sent to Dunkirk.

Farrier 600

In story time, of course, these aren’t simultaneous at all. Tommy’s attempted escape happens days ahead of Mr. Dawson’s departure, which is hours ahead of Farrier’s mission. But Nolan, aided by Hans Zimmer’s endlessly propulsive score, has given all three primary roles in launching the film’s plot, the start of a time-gapped fugue.

That sort of primacy works at a higher pitch when two life-or-death situations are intercut. Tommy, Alex, and some other soldiers have rashly taken shelter in a fishing trawler, hoping that the tide will carry them away from the beach. But they get pinned inside by target fire. The tide has indeed pulled them out to sea, but the hold is taking on water–at the “same time” (not) that Collins, trapped in the cockpit of his ditched plane, is himself about to drown. The two scenes are intercut.

At the climax, the gestures of rescue are exuberantly crosscut: Dawson hauling on the oily survivors of the blasted minesweeper, the civilians helping the stranded soldiers clamber aboard their boats.

Oily 600     Dunkirk ships 600

In this passage, Nolan daringly cuts single shots of Dawson’s Moonstone moving as if in sync with the impromptu flotilla, even though he’s some distance off; the crosscutting makes him visually one of the fleet near the Mole.

Crosscutting can also dial up the suspense by delaying the outcome of a line of action. Farrier’s dogfights are pretty much incessant, so cutting away from them to more placid action on the beach or in Dawson’s boat postpones their outcome. Nolan points to another advantage of intercutting the different periods:

You have three different intertwined storylines, and you have them peaking at different moments, so that the idea is that you always feel like you’re about to hit–when you’re hitting the climax of one episode of the story . . . then another one is halfway through and the other one is just beginning. So there’s always a payoff. 

Nolan compares this to the “corkscrew” effect of the Shepard Tone in music, which David Julyan used in the drone soundtrack of The Prestige.

At other points, the crosscutting uses one line of action to explain another. While Tommy and Gibson take refuge in the second ship, the Shivering Soldier tells Dawson he refuses to return to Dunkirk because his ship was hit by a torpedo. Soon enough we see a torpedo rip open the ship and plunge Tommy, Gibson, and Alex into the night sea. And soon after that, when they try to clamber into a lifeboat, they’re told by an officer to stay in the water: it’s the Shivering Soldier, pre-PTSD. The contrast between his cool efficiency near the Mole and his spasm of cowardice on the Moonstone is another proof of war’s disastrous impact on warriors.

The lines of action, segregated by crosscutting, intersect eventually. Farrier’s teammate Collins ditches his plane and is rescued by Dawson; later Tommy will get on the Moonstone as well. These are staggered a bit in the film’s unfolding, having the effect of replays. At at least one point, though, I think that all three lines converge. One moment unites Farrier shooting down the German bomber, Dawson steering his ship away from the falling plane, and Tommy, dragged along underwater and hauled to the deck. Shortly the realms of Air and Mole converge when Bolton sees the German plane go down and his men cheer Farrier’s plane as it glides past.

After these moments are briefly pinned together (the script calls it the “confluence”), the time scales diverge again. The epilogue phase of the film resets each strand’s clock. The rescued men arrive at Dorset, and Tommy and Alex board a train at night. Back at the Mole, it’s still daylight and we can see Farrier’s plane burning in the distance. A day or so later in Dorset,  the newspaper has published a tribute to George. Now we see Farrier days before, still within his allotted hour of story time, guide the plane down, step out, and set fire to it, as Tommy reads from Churchill’s speech.

Three viewings of the film weren’t enough for me to catch all the alignments, shifts, and echoes, the glimpses of things that take on importance only retrospectively. Early on, a distant shot of Collins’ downed plane briefly shows what turns out to be the Moonstone chugging towards it. On first viewing I was puzzled by Farrier’s view of a sinking private ship; only on the second pass did I realize that it’s the blue trawler that we’ll later see the young soldiers hiding in and fleeing from. And it’s likely, even with many pages of notes, that I’ve mistaken some of the juxtapositions that fly by. (The film averages about 3.3 seconds per shot, and sometimes we jump across story lines in a fusillade of alternations.) Like other puzzle films, the film demands rewatching and scrutiny, and it merits it.

In all, Nolan has taken the conventions of the war picture, its reliance on multiple protagonists, grand maneuvers, and parallel and converging lines of action, and subjected it to the sort of experimentation characteristic of art cinema. (As, in a way, Bowman’s time-grid in Beach Red anticipates the rigor of the Nouveau Roman.) Nolan exploits one feature of crosscutting: that it often runs its strands of action at different rates. He then lets us see how events on different time scales can mirror one another, or harmonize, or split off, or momentarily fuse. As a sort of cinematic tesseract, Dunkirk is an imaginative, engrossing effort to innovate within the bounds of Hollywood’s storytelling tradition.

 

The juxtapositions aren’t just fancy footwork, I think. In this film, because of the imminence of danger, heroism gets redefined as luck and endurance.

A cynic could call the movie Profiles in Cowardice. Tommy flees German bullets and instead of helping the French hold the barricades, he keeps running. The French boy steals boots and an identity in order to get off the beach sooner.  He and Tommy try to slip on board a departing Red Cross ship as stretcher bearers. When that fails, they hide among the pilings. When the ship is hit, they leap into the water, the better to pretend to have been among the survivors and get a new ride. The Shivering Soldier wants to cut and run, and the soldiers who drift beyond the perimeter plan to use the blue trawler to carry them to safety, jumping the evacuation queue. All too often, despite acts of aid and comfort, it’s every man for himself.

At one point Alex claims “Survival’s not fair.” Too right.  Mr. Dawson risks his and his son’s life to save a few men, while the lad George, who joined them on impulse and promised to be useful, dies before he can do much, accidentally killed by the Shivering Soldier. The closest the film comes to standard war-movie heroics is Farrier’s cutting down Stukkas. And he doesn’t make it back.

By plunging Tommy and his counterparts into almost unremitting peril, Nolan’s suspense tactics lower the bar for heroism, making us hope that they simply get away, somehow. Trapped on land and sea, you can’t fight dive bombers, U-boats, and marksmen squeezing in from the perimeter. At the end, the boys disembarking at Dorset are reassured that survival was enough. And thanks to Nolan’s crosscutting, individuals at different points in time are shown pulling together to make retreat its own victory.


I wrote nearly all this entry before I got a copy of the published screenplay. Reading Nolan’s conversation with his brother there enabled me to add the quotation about catching lines of action at different points (p. xxii).  This conversation also considers the reasons Nolan omitted GHQ scenes (mentioning A Bridge Too Far) and adds comments about Hitchcock, early sound filming (some mistakes here), and The Thin Red Line (“maybe the best film ever made,” xiii). As far as I can tell, the screenplay is fairly close to the finished film until the climactic bombing of the minesweeper; at that point, the onscreen editing doesn’t completely match what’s on the page.

Speaking of climaxes, I should  add that even though the film is in Nolan’s sense “all climax,” it also falls quite nicely into Kristin’s four-part structure. I think the midpoint comes when Tommy and his mates head to the blue trawler, starting a typical Development section.

My quotation from Tarantino comes from Jeff Dawson, Quentin Tarantino: The Cinema of Cool (New York: Applause, 1995), 69-70. The Nolan quotation about Waterland comes from Jeff Goldsmith, “The Architect of Dreams,” Creative Screenwriting (July/ August 2010), 18-26 (available, sort of, here).

On the tendency of war novels to play with time, it’s worth mentioning that Catch-22 may exemplify one weird possibility. The Yossarian plotline slips between past and present very fluidly, with some sentences containing several jumps to and fro. The Milo Minderbinder plot is linear, tracing Milo’s building of his empire in 1-2-3 order. But Milo’s progress appears at different moments in past and present in the Yossarian strand, so some critics have argued that the novel has a deliberately impossible time scheme. See Jan Solomon, “The Structure of Joseph Heller’s Catch-22(1967) and, for rebuttal, Doug Gaukroger, “Time Structure in Catch-22 (1970). Even if Catch-22 doesn’t actually do this, it remains a creative option that someone should try. Mr. Nolan?

Is the name of Dawson’s boat, the Moonstone, an homage to Wilkie Collins’ 1868 mystery novel? Collins tells the story through different character viewpoints and skips back and forth in time, using replays that gradually explain what’s going on. Mr. Nolan?

For more on block construction, especially in the work of Tarantino, see this entry. You can find more of our thoughts on Nolan’s work in our book Christopher Nolan: A Labyrinth of Linkages (with lots more about crosscutting). See also our blog entries on Inception (here and here), “Superheroes for Sale,” and “Niceties,” and our online article (originally in Film Art) on sound in The Prestige.

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Dunkirk (2017).

Wisconsin Film Festival: Cutting to the chase, and away from it

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Nocturama (2016).

DB here:

Despite my recent jab at D. W. Griffith, I gladly give him credit for making crosscutting a central technique of narrative cinema. Using editing to switch our attention from one story line to another is a fundamental resource of moviemaking everywhere.

Crosscutting is most apparent in those passages of quickly alternating shots that build tension during chases and last-minute rescues. That’s a prototype of what we credit Griffith with consolidating. But crosscutting is used outside such climactic stretches. Hollywood silent features often crosscut story lines throughout the film, without pressure of a deadline and without much happening in some lines of action. It seems to be a way that filmmakers found to keep the audience aware of many story strands.

Crosscutting is a cinematic version of a very old narrative strategy, that of alternating presentation. Once you have several story lines, you can switch among them. Homer does this in the Odyssey, interweaving Ulysses’ wanderings, Telemachus’ efforts to find him, and Penelope’s holding off the suitors.

Homer initially handles these lines in large blocks, in separate “books.” After attaching us to Telemachus in Books 1-4, Homer shifts us to Ulysses for a long stretch. Such interlacing can be found in medieval narrative too, and of course it dominates modern novels, with chapters shifting among action lines and character viewpoints.

Crosscutting large chunks can give way to shorter bursts. Ulysses’ travels occupy several books, but as he approaches Ithaca, Homer interrupts Book 15 to switch back and forth between him and Telemachus, also headed for home. In cinema, this sort of accelerated crosscutting, often driven by a deadline, has become identified with Griffith’s The Lonely Villa (1909), A Girl and Her Trust (1912), and other Biograph shorts. He lifts the principle of crosscutting to a vast scale in his features. The Birth of a Nation (1915) alternates North and South, home front and battlefront, carpetbaggers and Klansmen in a novelistic fresco.

Crosscutting usually implies some degree of simultaneity. While Telemachus searches for his father, Ulysses leaves Calypso and the suitors run riot in the palace. The notion of actions taking place at more or less the same moment is especially important in chases and last-minute rescues.

As a plot reaches its climax, there can be a sort of site-specific crosscutting too. Once Ulysses and Telemachus have joined forces to slaughter the suitors, Homer’s narration sometimes switches among areas of the fight, as in the battle scenes of the Iliad. While father and son hold off the suitors in the main hall, two servants capture one suitor in a storeroom. We recognize this technique of adjacent alternation when novels and films gather all the major characters in one spot for the climax and shuttles among them.

Crosscutting remains a basic filmmaking tool for most movies on our screens. Where would the Fast and Furious franchise be without it? But some contemporary filmmakers have made fresh uses of the technique. In Inglorious Basterds, Tarantino adopts the big-segment option, alternating lengthy blocks of action before using faster crosscutting when characters converge at the climax. Christopher Nolan has experimented with various tactics, including crosscutting different phases of the same action (Following) and crosscutting among embedded segments, dreams within dreams (Inception).

So there are still lots of options out there to be explored. Just look at some films shown at our Wisconsin Film Festival. Beware, though, of light and heavy spoilers.

 

Attachment plus anxiety

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Frantz (2016).

At one end of the spectrum: Must you always use crosscutting? Wigilia, a charming short feature by Graham Drysdale, suggests not.

It’s built on two Christmas eves a year apart. In the first, a Polish refugee who cleans house for a brusque businessman is alone for the holiday and in his apartment prepares the traditional holiday meal—not for herself but for her absent family. She’s interrupted by the businessman’s vaguely hippy brother, and the two learn about each other as they share the meal. In the second evening, after the businessman has left the apartment to his brother, she returns and they bond more intensely.

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Apart from an inserted dream sequence, we stay within the apartment. This concentration derives from the production circumstances; Graham explains that he was given a chance to make the film in short order, and to keep it manageable he came up with the idea of limiting the locale. He shot 53 minutes of footage in five days in the apartment, then did the two final scenes in two days. The narrowly focused drama, with many lines improvised, has no need for the free-roaming tactics we associate with crosscutting.

Crosscutting tends to give us a fairly unrestricted range of knowledge; often we know more than any one character. In The Girl and Her Trust, the telegraph operator holding off the robbers can’t be sure that her boyfriend is rushing to her rescue, and he can’t know how close the robbers are to seizing her. Alternatively, when we’re mostly restricted to one character, we don’t find a great deal of crosscutting.

That’s the case in François Ozon’s Frantz, a remake of Lubitsch’s Broken Lullaby (1932), also shown at WFF. Anna’s fiancé Frantz has been killed in the Great War. Out of sympathy his parents have taken her in and treat her as a daughter. But when she sees Adrien, a melancholy Frenchman, haunting Frantz’s grave, she gets curious. Most of the ensuing film is restricted to what Anna learns,

Adrien visits the family. Flashbacks lead us to think he’s what he hesitantly claims to be: a friend of Frantz from prewar Paris. But he has been pressed to tell the parents what they wished to hear. Adrien actually came to the village to beg their forgiveness for killing Frantz on the battlefield, where they met for the first time.  Although we surely have reservations about the sad, apprehensive young man, we don’t learn the truth until Anna does, at about the midpoint of the film’s running time. By this time she has fallen in love with him.

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There is some alternation of viewpoint in the film. A few scenes attach us to Adrien during his stay in the village, chiefly when he confronts bitter locals who still consider France their enemy. Still, these scenes don’t give us much direct information about the true backstory. And after Adrien has left and Anna has sought to keep the parents in the dark about the past, we remain attached to her. No crosscutting shows us Adrien’s return to France and his life there. As a result, we’re able to feel curiosity and suspense when Anna decides to track him down. The revelation of his civilian life raises a set of unexpected conflicts.

Both Wigilia and Frantz show that avoiding crosscutting can be a powerful way to keep our attention fastened on characters, the better to let their words and behaviors, as well as their inner lives, get primary emphasis. Crosscutting yields a panorama, while refraining from it can aid portraiture.

 

Crosscutting as usual

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The Student (2016).

More toward the center of the spectrum lies ordinary crosscutting, the alternation among scenes that provide a broad perspective on the action. In Arturo Ripstein’s Western Time to Die (1965), the plot alternates between scenes featuring the returning convict Juan Sayago and episodes showing the reactions of different townsfolk—chiefly the sons of the man he killed. We also learn of efforts from women in the town to prevent the sons from taking revenge. This “moving-spotlight” narration isn’t perfectly omniscient, though. The plot gradually fills in information about what led up to Sayago’s crime, while revealing that the sons’ mission would amount to avenging a dishonorable father.

A similar sequence-by-sequence approach is seen in The Student, aka The Disciple, a Russian film by Kirill Serebrennikov. A fanatical teenager has become the scourge of the classroom, barraging teachers and pupils with Bible quotations and denunciations of bikinis. His mixed-up fundamentalism, which leads him at one point to challenge evolution by donning a gorilla outfit, is unpredictable and a pure power trip, Biblical bullying.

His mother can’t manage him, the administrators are reluctant to take stern action, and the school priest sees him as a potential recruit to the clergy. Only one teacher, Elena, challenges him with a mix of humor and sympathy. But to combat his increasingly wild behaviors, which include making himself a full-size cross which he can stretch out on, she too sinks into Scripture. She hopes to quote the Bible back at him and dislodge his dogmatism, but she too becomes obsessed and estranges herself from her boyfriend. Meanwhile, Venya gets his one true disciple, a limping underdog, and his campaign against homosexuality, science, and secularism turns violent.

A good part of the narration locks us in to Venya’s Dostoyevskian ferocity, thanks to a restless use of the “free camera” in lengthy following shots. (The film has only about 150 shots in 113 minutes.) But we do range more widely to get a broader view. The moving spotlight shows the mother’s frantic consultations with school officials, and Elena’s clashes with them, as well as with her boyfriend. Still, the climactic scene, which assembles all but one of the characters in a single meeting, has no need of a broader view. Like Wigilia, The Student draws its final power from drilling down into a confrontation around a table.

 

Gaps and folds in time

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Killing Ground (2016).

Griffith rang many changes on his last-minute-rescue template, and one of the most startling occurs in Death’s Marathon (1913). A dissolute husband, bored with his life, decides to commit suicide and notifies his wife by phone. She calls the family friend, who races to prevent the death. Surprise: He’s too late.

A hundred-plus years later, crosscutting builds and then deflates suspense in the Romanian film Dogs, by Bogdan Mirica. There are two protagonists: Roman, a city fellow who has inherited his grandfather’s idle farm, and Hogas, the police chief. Both face off against sadistic hoodlum Samir and his thugs. A human foot has popped up (literally, in the first shot), and Hogas tries to trace its owner, while Roman decides how to dispose of the farm. Samir explores other possibilities, none very savory.

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At first we’re restricted to Roman, who is frightened by distant lights and gunshots out on the property, and Hogas, who doggedly pursues his investigation. The alternation between them keeps Samir offscreen for some time. When he surfaces in a suspenseful drinking bout with Roman, and when Roman’s girlfriend comes to pay a visit, the threats start building.

The climax starts out as pure Griffith. Mirica crosscuts Roman’s drive back to rescue his girlfriend, Hogas’ pain-ridden walk to the farmhouse, and Samir’s ominous approach to the isolated woman. Interestingly, the pace of the cutting doesn’t much accelerate in these last moments; there isn’t a lot of alternation, and the emphasis is on prolonged actions (Hogas’ trudging pace, interrupted by coughing up blood, and Samir’s laconic dialogue with the girlfriend).

By the time Hogas arrives, he finds he’s too late. The conventional mystery and suspense of the first stretch are undercut by showing us only the eerie aftermath of a violent climax. Art-cinema norms can de-dramatize crosscutting, but the maneuver remain a revision of what Griffith tried for in 1913.

Three years after Death’s Marathon, Griffith showed the possibility of crosscutting radically different time frames. Intolerance (1916) interweaves four historical epochs while using crosscutting within each one as well. Since then, crosscutting has sometimes been used to juxtapose past and present (The Godfather Part II, The Hours), or alternative futures (Sliding Doors), or a real story and a fictional one (Full Frontal). Interestingly, Griffith is a bit more daring than these directors. These films usually alternate sequences or entire blocks. At first Intolerance does that too, using titles to mark the shift among its four eras. But as the film reaches its climax, Griffith cuts freely from one period to another. These shot-to-shot time shifts, jumping centuries in the burst of a cut, remain an audacious formal discovery.

In all these examples, we’re cued to realize when we move to another period. But Killing Ground, a grueling Australian thriller by Damien Power, doesn’t announce its time-shifting. It exploits our default assumption that crosscutting implies more or less simultaneous action.

At first Killing Ground does give us rough simultaneity, alternating between the yuppie couple, Ian and his fiancée-to-be-Sam, and a pair of gun-loving locals. But then the couple make camp near another family’s tent.

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Through careful use of eyeline matches and other continuity cues, the narration welds together actions that are actually taking place at different times. The family’s evening meal and their foray into the woods happen well before Ian and Sam arrive, but the cutting implies that the two groups are living side by side.

Like Griffith, at moments Power shifts between the two periods on a shot-by-shot basis. Small disparities, like a baby bonnet and the placement of the campers’ vehicles, accumulate. By the time Ian follows one of the psychopaths into the woods, we realize that earlier events have been salted through the present-time action, the better to delay revealing the family’s fate. From then on, orthodox crosscutting takes over as Ian runs for help and Sam tries to hold the rampaging peckerwoods at bay.

 

The kids aren’t alright

At the distant end of the spectrum, how about building a whole movie out of full-blown crosscutting? A sustained example at WFF was Bertrand Bonello’s Nocturama. (Major spoilers ahead.)

For the first fifty minutes or so, we follow nine young people silently threading their way through Paris. They ride the Métro, pace along the street, pair up,  separate, crisscross, and assemble at four sites—a line of parked cars, an office building, a Ministry, a statue of Joan of Arc. They’re setting bombs.

We can identify them only through their looks and behaviors. David and Sarah touch fingers fleetingly on a train. We learn from flashbacks that Samir and Sabrina are sister and brother, and their friend is the younger African Mika, all presumably from emigrant families. Flashbacks also show them meeting to plan their action and, once set on course, dance the night away.

There’s an unexpected shooting, but the bombs go off more or less as planned. The group assembles in an upscale department store to meet another confederate, the security guard Omar who will host them overnight. This brief “nodal” moment of unification melts away. Crosscutting follows them as they wander from floor to floor in a parallel to their passages through Paris.

The first section merges the art cinema’s best friend, the prolonged walk, with a thriller-based suspense: we don’t really know what they’re up to until we see a pistol at around 18 minutes and bomb materials somewhat later. The threads knot when we see a quick montage of the bombs.

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This fine-grained crosscutting looks ahead to the fragmentary handling of the action in the department store, where the moving spotlight shifts rapidly as the conspirators disperse, assemble in pairs or trios, and disperse again.

Crosscutting is the principal way filmmakers imply simultaneous action, but a lesser option, often favored by Brian De Palma, is the split screen. Bonello uses this device to show the result of the bombings. The shot looks forward to the quiet surveillance-camera display in the security office as the police prowl the shopping aisles. We see the kids moving from quadrant to quadrant, with an occasional flare marking a nearly soundless kill.

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The terrorists’ motives are barely sketched, and they’re a cross-section of middle-class and working-class kids. Some are unemployed, others have low-end jobs, while others are on track for professional careers. A flashback shows several, perhaps meeting for the first time, while waiting for job interviews. The film’s second large part paints them as victims of consumer lust as they try on upscale fashions and make-up, but the point isn’t hammered home. To some extent they’re just killing time in what they think is a safe house.

Nocturama‘s crosscut climax balances, in more condensed form, the first section, as the conspirators are discovered by the police. At one point, an innocent who has come upon them by accident gets more emphasis than the gang members. His final moments are replayed through multiple viewpoints, as if the stranger’s fate drives home to them what death looks like up close. Soon enough each one will know exactly.

 

It might seem the height of film nerdery to join up films seen at a festival through their different uses of one technique. But is it any more of a strain than those journalistic accounts of how a batch of festival choices reflects The Way We Live Now? Every Berlin or Cannes or Toronto seems to bring forth think pieces looking for a common thread among radically different films, hoping to find today’s social mood in movies begun perhaps years before? Like most zeitgeist readings, they’re pretty easy to whip up.

But technical choices are more concrete than hints of the mood of the moment. Moreover, if you’re interested in cinema as an art, it can be enlightening to reveal the variety of creative options that are still available. The art may not progress, but our understanding of it can. And it’s heartening to find filmmakers refreshing traditional techniques to give us powerful experiences.

Just as important, studying how our contemporaries find new possibilities in something as old as crosscutting can encourage ambitious filmmakers today. The menu is open-ended. There’s always something new, and rewarding, to be done.


We had a wonderful time at this year’s Wisconsin Film Festival. Thanks to all the people and institutions involved, and especially the programmers Jim Healy, Mike King, and Ben Reiser. Each year it just gets better.

Wigilia is currently streaming on Amazon. Nocturama has just gotten a US distributor, the enterprising Grasshopper Film.

Good discussions of interlaced plotting in medieval tales are William W. Ryding, Structure in Medieval Narrative (Mouton, 1971) and Carol J. Clover, The Medieval Saga (Cornell University Press, 1982). Yes, it’s Carol “Final Girl” Clover.

For Tarantino’s use of block construction and time-bending, go here. We discuss Nolan’s penchant for crosscutting in this entry and that one, and at greater length in our e-book on his work.

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My girl Friday, and his, and yours

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DB here:

Criterion has just released a fine edition showcasing two classics of American cinema: The Front Page (1930) and His Girl Friday (1940). His Girl Friday is in a new HD restoration, and the earlier film, long crawling around in disgraceful public-domain bootlegs, now has a 4K glow–maybe looking better than it did at the time. The extra fillip is that it’s a version that director Lewis Milestone preferred to the familiar one.

Disc 225Along with the films comes a host of features: interviews and shorts about Howard Hawks, Rosalind Russell, and the making of HGF, radio adaptations of both the Front Page play and the HGF film, a short about Ben Hecht, trailers, appreciative essays by Michael Sragow and Farran Smith Nehme, and a session with me about HGF.

Needless to say, I’d be plugging this release strenuously even if I weren’t involved. Long-time readers of this blog know that an early entry hereabouts talked about the diverse paths HGF took to becoming the classic it’s now recognized to be. I used the film in many courses I taught during my early days at Madison. Kristin and I have been writing about the film since then as well, first in Film Art (it still retains its place from the 1979 edition), then in Narration in the Fiction Film (1985) and On the History of Film Style (1998). Other references sneak into our entries here from time to time. The Criterion edition offered me another chance to rattle on about a movie I still, after nearly fifty years, love inordinately.

What can be left to say? Plenty, but today I’ll mention just two items. First, what is a Girl Friday? And second, how unobtrusively delicate can film style be?

 

More slop on the hanging

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The phrase “girl Friday” comes, ultimately, from Robinson Crusoe, Defoe’s 1719 novel of how the castaway protagonist turned a cannibal prisoner into his servant: his man, Friday. The hapless convert to Christianity gained his name because Crusoe rescued him on a Friday. An 1867 children’s story, “Will Crusoe and His Girl Friday,” shows a little boy and girl planning to reenact Defoe’s tale, adding gender insult to racial and class injury.

“My Girl Friday” was a spicy 1929 play about flappers who drug tycoons at a party and then convince them that the worst has happened. Consisting largely of scenes with chorus girls in bathing suits, it was dubbed by Variety “out and out smut.” Unsurprisingly, it found success on Broadway. During some weeks its BO take rivaled that of The Front Page, on stage at the same time.

Winchell 200As far as I can tell, the phrase “girl Friday” became more prominent in American slang during the 1930s, thanks chiefly to columnist Walter Winchell (right, from Time 1938). At intervals from 1934 on, Winchell’s daily column carried the title “Memos of a Columnist’s Girl Friday.” The premise was that his secretary was an all-purpose newshound, gathering gossip and tidbits into a weekly memo to her boss. Evidently, Winchell’s secretary Ruth Cambridge (Mrs. Buddy Ebsen) didn’t write it. Under the “Memos” rubric Winchell could boast about his latest triumphs. His Girl Friday could ask innocently if “Mr. W.” saw the new Fortune poll of top columnists (in which he ranked high), or whether he noticed that several more newspapers had signed on to carry the column. Louella Parsons gave Winchell credit for publicizing the Girl Friday phrase.

He started a brief feud when he smelled poaching. In 1937, two aspiring screenwriters sold MGM a story they called “My Girl Friday.” It involved, according to Daily Variety, “adventures of a newspaper circulation rustler.”

With Trumpian self-regard, Winchell asserted that he had popularized many catchphrases that Hollywood had bought as titles: “Blessed Event,” “Orchids to You,” “Is My Face Red?” “Okay, America,” and even “Whoopee.” In addition, he noted that MGM had spent a cool quarter of a million dollars to enhance a scene of The Great Ziegfeld. In the face of such largesse, Winchell felt justified in asking for compensation.

Therefore we think it would be ducky if MGM sent $10,000 to us for the use of “My Girl Friday,” which became better known via this dep’t. 

Winchell hastened to add that he would give the money to charity. He pressed his case in several columns and in radio broadcasts. Paramount joined the fray, claiming that it acquired the title when it bought the old play, so MGM couldn’t use it anyway. At which point the Hays Office was consulted.

Using his Girl Friday voice, Winchell responded that he claimed only to have popularized the phrase, and in any case what was $10,000 to Hollywood, especially if the money went to charity? Muttering about how MGM’s song “Your Broadway and Mine” swiped the original title of his column, Winchell subsided, as did the dispute. MGM evidently never adapted the story in question.

Then, on 9 December 1939, Walter ran this.

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No hard feelings from Winchell, apparently. He may have benefited from the association with the movie. During production and even after release, the film was sometimes called My Girl Friday. And the linkage of a Girl Friday to the newspaper game, be it gossip or circulation rustling, fitted the movie well, as it evoked Winchell’s rat-a-tat radio delivery and his near-prosthetic adhesion to phone receivers.

Yet Winchell mysteriously dropped the “Memos” rubric from his column in 1941. In the decades to come, many businessmen would claim to have a Girl Friday of their own. Maybe the film ultimately popularized the phrase more successfully than Winchell did.

 

For the waiter

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Daily Variety (5 January 1940), 3.

As a theatrical adaptation, His Girl Friday offers a challenge that Hawks accepted with ease. He had worked on films limited to a few interiors before, as with the train scenes of Twentieth Century (1934) and much of the airport action of Only Angels Have Wings (1939). He knew how to enliven situations unfolding in tightly confined settings.

Apart from enjoying the fast-paced comedy, you can learn a lot about film technique from the way Hawks energizes his static, prosaic surroundings. Take his resolutely unflashy staging in depth. It’s most apparent in the pressroom of the Criminal Courts Building, as I suggest in the supplement, but there are plenty of felicities of staging elsewhere. The most apparently unpromising example involves the restaurant where Walter Burns takes his ex-wife Hildy Johnson and her fiancé Bruce Baldwin. What to do with this simple set?

At a late point in the scene Walter will seek the help of the waiter Gus, who’ll call Walter to the phone. It’s a basic problem: How should the director prepare for that phase of the action? Hawks does it by setting up a zone of depth at the start of the scene, priming it quietly throughout, and paying it off when it’s needed.

Bruce, Walter, and Hildy enter the restaurant from the background. (Novice directors please note: No need for a sign saying, “Restaurant.”) The group comes to a table in the foreground. After some comic byplay as Walter grabs the chair next to Hildy, the three get seated and chat with Gus.

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This framing orients us to the table and the rear area by the bar. We’ll never leave this general orientation on the scene. This commitment, far from being simply “theatrical,” makes for economy as the action develops.

In the course of the scene, Hawks activates the rear zone by having Gus come and go from it. Of course that area isn’t emphasized. Who’s likely to notice Gus giving the sandwich order back there when there’s patter and funny business to watch right in front of us?

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In the course of the scene, Gus will come back to the table, pouring water, delivering sandwiches, and getting kicked in the shin by Hildy, who’s aiming at Walter. Throughout, we’re quietly primed for that alley of space behind Walter to be occupied by Gus.

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The priming pays off when Walter, realizing that he has to prevent Hildy’s taking the train today, deliberately spills water in his lap.

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Walter pivots and heads to Gus, who’s back there in his domain, waiting to be pulled into the plot. He’ll summon Walter to the fake phone call.

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No big deal–certainly not as eye-catching as the dazzling comedy around the table. But the care for such little things is the mark of a craftsmanship that uses space compactly, without fuss. No need for camera angles that show the fourth wall (or even walls two and three). No need to build more of the set on the side; this is Columbia, after all. Just let reliable Joe Walker light that background enough to keep us aware of it (out of focus for most of the scene) and then activate it when you need it.

Hawks was obeying the advice Alexander MacKendrick would later give:

Within the same frame, the director can organize the action so that preparation for what will happen next is seen in the background of what is happening now.

Or as Hawks put it in 1976:

You know which way the men are going to come in, and then you experiment and see where you’re going to have Wayne sitting at a table, and then you see where the girl sits, and then in a few minutes you’ve got it all worked out, and it’s perfectly simple, as far as I am concerned.

The unstated premise is indeed perfectly simple: You don’t need to show more space than the physical action requires. It’s a rare premise today.

 

How long is it?

This sort of priming fits neatly into a cinema based in continuity–dramatic, spatial, temporal. Hawks is a master of staging action so that it flows unobtrusively. At times, though, it’s fun to spot some discontinuities, and editing is a good place to look.

Ozu is, to my knowledge, the only director who invariably creates perfect match-cuts on action. Even Hawks has to cheat things a bit to make the editing flow. (Hildy’s pitching of her purse is an example I use in the commentary.) But consider how Hawks can get a spark out of a small, mismatched action.

We’re still in the restaurant, and Walter has persuaded Hildy to cover the Earl Williams story in exchange for buying an insurance policy from Bruce. Talking of his upcoming physical, Walter boasts, “Say, I’m as good as I ever was.” Hildy fires back, “That was never anything to brag about,” and Walter reacts and turns his head. As he turns, we get these two shots.

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At first Walter is stunned, apparently readying a reply; but at the cut, he’s sporting a grin. It’s partly a grin of triumph, showing that he’s gotten Hildy to do his bidding, but it’s also an appreciation of her wit: a sort of “That’s my girl” pride in her fast comeback. Strictly speaking, the cut’s a mismatch, but the instantaneous switch in reaction gives the scene double value.

Finally, there’s framing. The rugged outdoor guy Hawks is as delicate as they come when it’s a matter of frame corners and edges, and his sense of pictorial balance is fastidious. Go back to the long opening scene in Walter’s office, when he and Hildy are going through the preliminaries. They size each other up before Walter sits down in his swivel chair.

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A slight track forward has planted Walter in the lower corner of the frame. A cut in to Hildy’s reaction (not shown) enables a transition to a slightly different framing. That setup allows Walter to invite her onto his knee, which pokes up from the bottom edge.

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Joe Walker has obligingly edge-lit that stretch of pant leg, and it’s about the only thing moving in the shot, so we can’t miss Walter’s come-on.

Now Hawks does something very pretty. Hildy moves to the table and perches on it. Hawks reframes with her, but keeps the shot oddly unbalanced, with Walter resolutely facing the area she’s not in.

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A sort of spatial suspense develops. Hawks sustains this odd framing while Walter picks up a cigarette, tosses one to Hildy, lights up, and  tosses her a match. Fairly deliberately too, in what’s supposed to be Hollywood’s fastest movie.

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When both are smoking comfortably, Walter swivels his chair to snap his head into the lower left corner, which has been waiting for him all along. The simple movement provides the scene’s new beat, which starts with Walter’s line: “How long is it?” I haven’t yet mentioned that this is a fairly dirty movie, but you knew that.

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The shot began with the actor’s head in the lower right, developed with that head poised midway in the frame, and now ends with the head cocked in the lower left. What looks like sterile geometry feels, on the screen, perfectly unforced. And lest we misread the “How long is it?” Walter innocently explains, in a medium shot, that he’s just wondering how long it’s been since they’ve seen each other. That in turn calls up an over-the-shoulder reverse angle, and the next phase of the scene is off and running.

Walter 400     Hildy 400

 

At this point in film history, the cinematographer, while shooting, could not see exactly what the lens was taking in. The careful unbalancing and rebalancing of the shot had to be achieved through a mixture of expertise and intuition. The same thing with keeping Gus in reserve back there by the bar, and letting an incompatible take of Grant’s reaction stay in after a cut. It’s all perfectly simple, as far as I’m concerned.


Thanks to Kim Hendrickson, Grant Delin, and Peter Becker of Criterion for inviting me to spend more time with this splendid movie. Hawks’ quotation about keeping it simple comes from my On the History of Film Style (Harvard University Press, 1997), 149.

You can find background here on the restoration of The Front Page, supplied by Academy archivists Mike Pogorzelski and Heather Linville.

You can get a sampling of Winchell’s radio delivery from the period here, complete with nervous teletype clackings serving as transitions. For more background on HGF, go here. That entry observes the usefulness of the film’s lines in many situations. In this respect it resembles another Hawks film, that repository of worldly wisdom known as Rio Bravo.

Gus the waiter is played by the inimitable Irving Bacon, one of a dozen or so outstanding supporting players. This is another of the film’s triumphs: Regis Toomey, Porter Hall, Gene Lockhart, Abner Biberman, Roscoe Karns, and other memorable character actors all seem to be having fun. And Billy Gilbert as the wayward Pettibone is the friendliest deus ex machina in Hollywood cinema.

Finally, do audiences today know the meaning of Hildy’s flipped hand in response to one of Walter’s catty remarks? Has nose-thumbing gone out of popular culture? Apparently not.

P.S. 4 February 2017: On the Parallax View site, Sean Axmaker has the most in-depth appreciation of this edition of The Front Page I’ve seen online. And he has plenty to say about HGF too.

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His Girl Friday (1940).

Action and essence: Kurosawa’s SANSHIRO SUGATA on the Criterion Channel

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DB here:

Our contributions to FilmStruck’s Criterion Channel continue. Last month brought Jeff Smith’s analysis of musical motifs in Foreign Correspondent and his celebration of the skill of Alfred Newman, supplemented by a blog entry here. This month it’s my turn, taking on Kurosawa’s Sanshiro Sugata (1943; all Japanese names hereafter in Western order, family name last). My presentation is here, if you are a FilmStruck subscriber. A bit of it is available to all at the Criterion site. Today’s entry fleshes that out with some contextual background.

If the streaming version of Observations on Film Art is a bit like a bonus material on a DVD, think of these blog entries as liner notes with clips. This format allows us to tackle the films from an angle not covered in our videos. We’re sorry that not all of our readers can access the Criterion Channel. But if these entries inspire you to go back to the films in whatever form you can find them, that would be all to the good.

 

Conquering the self

saigo-301h     sanshiro-400

Sanshiro is a film à clef, using martial arts to promote a nationalistic cultural pride. The character of Sanshiro was based on Shiro Saigo (above), who was one of the first pupils of the founder of judo, Jigoro Kano. (In the film, Kano is called Yano, below.) Kano learned the traditional fighting technique called jujutsu (aka jujitsu). Like jujutsu, judo involves grappling, locking, and throwing, and it deploys the opponent’s force against him (or her). But Kano tried to refine the art, eliminating some of the harsher techniques, like biting and kicking, and aiming for maximum efficiency of energy.

kano-225h     yano-300

By treating judo as a sport and encouraging sparring and public matches, Kano led judo to prominence. His pupils defeated jujutsu challengers. In 1885-1886 matches against Tokyo police champions, Kato’s star pupil Saigo proved judo’s prowess.

In the hands of Kano and Saigo, unarmed fighting techniques were turned to spiritual ends. Ju-jutsu, “flexible technique” was replaced by ju-do, “the path of flexibility”—a devotion to a way of life rather than mere mastery of grips and throws. This distinction is enacted in the film, when Sanshiro, having learned enough technique to bully people with abandon, must learn to master himself.

Judo’s emphasis on spiritual seeking fitted an ideology that emerged in the Meiji period (1868—1912). Japan’s elite was bent on incorporating Western technology and social institutions while maintaining, or rather constructing, a distinct national identity. Accordingly, jujutsu, whose origin lay in Chinese boxing, came into disfavor as part of “feudal” traditions. With young people becoming entranced by Western sports like boxing and wrestling, the government encouraged the development of judo as both modern and uniquely Japanese. As often happened, these “inherently Japanese” cultural forms were of recent invention.

sanshiro-poster-250Kano became a public figure and oversaw the introduction of judo into the public school system in 1908. At the same time his pupil Saigo featured in popular culture as a hero of novels, often as the quasi-mythical Sanshiro Sugata. By then, judo was well established as recreation. And by 1943, when Kurosawa made his film, he was at pains to show judo as the progressive force replacing old-fashioned jujutsu.

There’s another dimension to the story. John Dower has pointed out that imperial wartime propaganda tended to emphasize not triumph over the enemy but the need to purify the self. Accordingly, judo’s victory in the social sphere parallels Sanshiro’s conquest of his anger and egotism.

In the film, Sanshiro comes to Tokyo in 1882, the year Kano actually founded his school. After training, both physical and spiritual, the young man proceeds to defeat the surly jujutsu master Monma. Bristling with youth and vigor, Sanshiro then comes to represent a rising generation capable of surpassing its elders. The next fight references Saigo’s most famous combat during the 1886 police tournament. He must defeat the kindly jujitsu master Murai. But he is attracted to Murai’s daughter Sayo, and so it pains him to trounce her father. But Murai acknowledges judo’s superiority and easily forgives Sanshiro. Judo, he says, awakens his senses.

Most intently, Sanshiro’s purity of spirit clashes with the foppish, Europeanized Higaki, who exploits judo for aggression and self-aggrandizement. Their big fight comes on a wind-swept hillside, perhaps a reference to Saigo’s signature technique yama-arashi (“mountain storm”). The polarity Japanese/ Western would become even stronger in the film’s sequel, Sanshiro Sugata II (1945), in which Sanshiro must fight an American boxer. But from fight to fight, Sanshiro gains greater and greater self-possession, so that in the climactic combat, he can spare time to stare at clouds and envision lotus blossoms.

The film’s plot reverses Saigo’s actual life course: He became a street brawler after he won his tournament victories. More basically, Sanshiro Sugata goes beyond its historical sources and political program, as ambitious films tend to do. Nationalistic messages appropriate to wartime are transformed, reworked—”cinematized”—through Kurosawa’s remarkably dynamic approach to film style.

 

A resumé film?

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Sanshiro is a young man’s first film. Kurosawa started on it when he was thirty-two (within my magic-number deadline). In the Criterion Channel video, I treat the movie as an occasion for an ambitious director to display his versatility—a sort of resumé film, as we’d say nowadays, and maybe a little showoffish.

He was ready for the project. He had a busy several years as an assistant director and screenwriter at the fast-moving Toho studios. He worked on twenty-eight dramas and comedies between 1936 and 1942. When he read Sanshiro’s source novel upon publication, he urged Toho to buy it, and he plunged into his project with fervor.

Like other young directors in Japan, he was well aware of developments abroad. His autobiography records seeing many imported films, from  Broken Blossoms (1919) and The Cabinet of Dr. Caligari (1920) to Metropolis (1927) and The Blue Angel (1930). Interestingly, he claims to have seen Storm over Asia (1928), Epstein’s Fall of the House of Usher (1928), Dreyer’s La Passion de Jeanne d’Arc (1928), and even films by Buñuel and Man Ray. His viewing included Hollywood fare by Ford, Lubitsch, Borzage, Wellman, Sternberg, and others. Indeed, he could have kept up with American cinema right up to Pearl Harbor; prints of Edison the Man (1940), Morocco (1930), and Mr. Smith Goes to Washington (1939) seem to have been playing in Tokyo in late 1941. Then all American films were banned.

So he was a cinephile director, perhaps not quite as passionate as Ozu, but a young man who looked and learned. Like most Japanese directors, he had mastered Hollywood continuity staging and cutting. I’ve argued elsewhere that many of his contemporaries were bolder stylists than the Americans. Whether it’s a matter of long takes, camera movements, rapid cutting, or subtle transitions—the Japanese found their own striking innovations.

Ozu’s distinctive 360-degree staging space, low camera height, and play with graphic editing constitute an extreme example of Japanese pictorial invention, but he wasn’t alone. Take this passage from Naruse’s Street without End (1934). The heroine has left her husband’s hospital bed after denouncing him, his mother, and his sister for selfishness. Servants and family rush past her; he may be dying. She hesitates in the corridor. Should she return?

The pattern of cuts and frame entrances accentuates her uncertainty—taking a step, and halting—while the clashing directions in which she moves (right, left, right) have a Soviet-montage flavor. So do the blank frames at the start of every shot, since we have no idea of where we are in the corridor, or where she is, until she thrusts into the frame. And we don’t know whether she chooses to return or not; the geometrical cutting expresses her hesitation.

This geometrical approach to editing is one of the characteristics of Sanshiro I discuss in the video entry. You see it near the start, when alternating single shots of Yano, back to the river, are intercut with slow tracking shots across Monma and his truculent students. To push the pattern further, the tracking shots alternate—first in one direction, then another. Like two rhyming lines in poetry, each of these cinematic couplets brackets one futile attack on Yano after another. Later fight scenes will get more complicated, but no less rigorous patterning. And the purpose is always to add to the tension and excitement of the combat.

Another sort of pattern we find in Sanshiro is simpler, but Kurosawa works some nifty variations on it. It’s also somewhat geometrical, but it serves mostly to accentuate a moment of stillness. This is the axial cut, the shot change that moves in or back along the axis of the camera lens. The effect is of  sudden enlargement or de-enlargement, a popping out toward the viewer or a sudden withdrawal. Like most directors, Kurosawa uses the axial cut to enlarge something–here, Sayo’s act of praying for her father at a temple.

sayo-els     sayo-ls-300    sayo-mls-300

When the axial cut is justified as a character’s viewpoint, it has the effect of signaling a sharp narrowing of attention. This happens here, when we realize in the voice-off remark (“How beautiful”) and a fourth shot that Yano and Sanshiro have come upon her. That exemplifies an axial cut that moves backward rather than inward.

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I discussed Kurosawa’s fondness for axial cuts years ago, but it’s interesting to see their origins here. They’re present from the earliest years of cinema, but Kurosawa, again like the Russians, used them expressively. Most uses in Hollywood consist of just two shots, a long shot and then a closer one on the camera axis. But the Soviets, perhaps starting with Eisenstein, multiplied the number of shots and made them fairly brief, so the effect is of a person or object punching out at the viewer. Eisenstein uses the device throughout his silent films, but in both Alexander Nevsky and the two parts of Ivan the Terrible, he develops the device in a very virtuoso manner. Here’s Ivan, standing above the battlefield.

ivan-1-300     ivan-2-300     ivan-3-300

Eisenstein adds to the popout effect by cheating Ivan’s position between shots, so he jumps forward out of his tent.

I’ve found some axial cuts in Japanese films before Kurosawa started directing. One of the most “Kurosawa-ish” comes in a minor 1939 Nikkatsu swordplay film called Faithful Servant Naosuke (Chuboku Naosuke). Again, the cut-ins emphasize a poised moment.

naosuke-1a-300     naosuke-1-300     naosuke-2-300     naosuke-3-300

Even if Kurosawa didn’t invent the technique, he made it more prominent and percussive in Sanshiro. It makes the pauses within combat as staccato as the action of fighting. I spend some time in the video talking about how this all works in particular scenes.

Kurosawa’s next film, The Most Beautiful (1944), itself a real beaut, uses the technique quite differently, mainly for tension. His later films continue to explore its possibilities. Sanshiro Sugata Part 2 (1945) resorts to the device to express our hero’s lingering departure for the big duel. He trots toward us, and each time he pauses to look back, Sayo bows.

sanshiro-2a-300     sanshiro-2b-300     sanshiro-2c-300

Today’s filmmaker would probably pull us back with a tracking or crane shot, but by relying on editing Kurosawa gives us his typical crisp geometrical patterning. The abrupt cuts underscore Sanjuro’s realization that he may not return from this life-or-death confrontation. Sanshiro Sugata Part 2, along with the first film and The Most Beautiful, is available from Criterion, as a disc and on FilmStruck streaming.

 

My streaming presentation discusses other cinematic strategies Kurosawa employs, but these remarks should give you a sense of just how energetically creative he’s being in his first film. It’s a very flashy item, and it looks far into the future. Decades of kung-fu films have been based on dueling dojos, rival fighting methods, and escalating challenges. In addition, Kurosawa’s technique, moving lightly under the weight of an official message, seems very modern.

Youthful, too. As he told Donald Richie, “I really make my films for people in their twenties.”


The information about the history of judo comes from Gabrielle and Roland Habersetzer, Encyclopédie des arts martiaux d’extrême orient (Amphora, 2000), 265-268, 300-301, 549, and 765. Kurosawa lists films he saw in his youth in Something Like an Autobiography, trans. Audie Bock (Knopf, 1982), 73-74. John Dower’s discussion of Japanese propaganda is in War Without Mercy: Race and Power in the Pacific War (Pantheon, 1987). The closing quotation comes from a 1962 conversation reprinted in Akira Kurosawa Interviews, ed. Bert Cardullo (University of Mississippi Press, 2008), 8. Thanks to Hiroshi Komatsu for information about Faithful Servant Naosuke.

Street without End is available in the Criterion Eclipse collection Silent Naruse. If you don’t have this set, get it pronto.

Informative books about Kurosawa and Sanshiro include Donald Richie, The Films of Akira Kurosawa third ed. (University of California Press, 1999); Stephen Prince, The Warrior’s Camera: The Cinema of Akira Kurosawa, rev. and exp. ed (Princeton University Press, 1991); and Stuart Galbraith IV, The Emperor and the Wolf: The Lives and Films of Akira Kurosawa and Toshiro Mifune (Faber, 2001). Especially revealing about Kurosawa’s production methods in his later films is Teruyo Nogami, Waiting on the Weather: Making Movies with Akira Kurosawa, trans. Juliet Winters Carpenter (Stone Bridge Press, 2006). On the “spiritist” trend in government policy in the media of the period, see Peter B. High’s magisterial The Imperial Screen: Japanese Film Culture in the Fifteen Years’ War, 1931-1945 (University of Wisconsin Press, 2003), Chapter 6.

For more on axial cutting in Soviet and modern films, and The Simpsons, go here. I discuss Eisenstein’s axial cutting in The Cinema of Eisenstein, Chapters 2, 4, and 6. On Ozu’s characteristic staging, shooting, and editing system, see my Ozu and the Poetics of Cinema, available for download from the University of Michigan Library site. The full PDF takes a while to download, but you can get access quickly by clicking on “List of all pages.” I discuss other aspects of the tradition from which Kurosawa comes in Poetics of Cinema, Chapters 12 and 13. See also the Kurosawa, Ozu, Mizoguchi, and Shimizu entries on this site.

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Kim Hendrickson, Criterion producer, and Grant Delin, DP, filming DB from a closet.

David Bordwell
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