Stir of Echoes (1999).

DB here:

For a long time, Hollywood movies have fed off other Hollywood movies. We’ve had sequels and remakes since the 1910s. Studios of the Golden Era relied on “swipes” or “switches,” in which an earlier film was ripped off without acknowledgment. Vincent Sherman talks about pulling the switch at Warners with Crime School (1938), which fused Mayor of Hell (1933) and San Quentin (1937). Films referred to other films too, sometimes quite obliquely (as seen in this recent entry).

People who knock Hollywood will say that this constant borrowing shows a bankruptcy of imagination. True, there can be mindless mimicry. But any artistic tradition houses copycats. A viable tradition provides a varied number of points of departure for ambitious future work. Nothing comes from nothing; influences, borrowings, even refusals–all depend on awareness of what went before. The tradition sparks to life when filmmakers push us to see new possibilities in it.

From this angle, the references littering the 1960s-70s Movie Brats’ pictures aren’t just showing off their film-school knowledge. Often the citations simply acknowledge the power of a tradition. When Bonnie, Clyde, and C. W. Moss hide out in a movie theatre during the “We’re in the Money” sequence from Gold Diggers of 1933, the scene offers an ironic sideswipe at their bungled bank job, and a recollection of Warner Bros. gangster classics. When a shot in Paper Moon shows a marquee announcing Steamboat Round the Bend, it evokes a parallel with Ford’s story about an older man and a girl. Even those who despised the tradition, like Altman, were obliged to invoke it, as in the parodic reappearances of the main musical theme throughout The Long Goodbye.

But tradition is additive. As the New Hollywood wing of the Brats—Lucas, Spielberg, De Palma, Carpenter, and others—revived the genres of classic studio filmmaking, they created modern classics. The Godfather, Jaws, Star Wars, Carrie, Raiders of the Lost Ark, and others weren’t only updated versions of the gangster films, horror movies, thrillers, science-fiction sagas, and adventure tales that Hollywood had turned out for years. They formed a new canon for younger filmmakers. Accordingly, the next wave of the 1980s and 1990s referenced the studio tradition, but it also played off the New Hollywood. For “New New Hollywood” directors like Robert Zemeckis and James Cameron, their tradition included the breakthroughs of filmmakers only a few years older than themselves.

So today’s young filmmaker working in Hollywood faces a task. How to sustain and refresh this multifaceted tradition?  One filmmaker who writes screenplays and occasionally directs them has found some lively solutions.

From the ’40s to the ’10s

The Trigger Effect (1996).

David Koepp was fourteen when he saw Star Wars and eighteen when he saw Raiders. By the time he was twenty-nine he was writing the screenplay for Jurassic Park. Later he would provide Spielberg with War of the Worlds (2005) and Indiana Jones and the Kingdom of the Crystal Skull (2008). Across the same period he worked with De Palma (Carlito’s Way, 1993; Mission: Impossible, 1996; Snake Eyes, 1998), and Ron Howard (The Paper, 1994), as well as younger directors like Zemeckis (Death Becomes Her, 1992), Raimi (Spider-Man, 2002), and Fincher (Panic Room, 2002). The young man from Pewaukee, Wisconsin who grew up with the New Hollywood became central to the New New Hollywood, and what has come after.

He spent two years at UW–Madison, mostly working in the Theatre Department but also hopping among the many campus film societies. He spent two years after that at UCLA, enraptured by archival prints screened in legendary Melnitz Hall. The result was a wide-ranging taste for powerful narrative cinema. He came to admire 1970s and 1980s classics like Annie Hall, The Shining, and Tootsie. As a director, Koepp resembles Polanski in his efficient classical technique; his favorite movie is Rosemary’s Baby, and one inspiration for Apartment Zero (1988) and Secret Window was The Tenant. You can imagine Koepp directing a project like Frantic or The Ghost Writer.

Old Hollywood is no less important to Koepp. Among his favorites are Double Indemnity, Mildred Pierce, and Sorry, Wrong Number. In conversation he tosses off dozens of film references, from specifically recalled shots and scenes to one-liners pulled from classics, like the “But with a little sex” refrain from Sullivan’s Travels.

It’s not mere geek quotation-spotting, either. The classical influence shows up in the very architecture of his work. He creates ghost movies both comic and dramatic, gangster pictures, psychological thrillers, and spy sagas. The Paper revives the machine-gun gabfests of His Girl Friday, while Premium Rush gives us a sunny update of the noir plot centered on a man pursued through the city by both cops and crooks.

One of the greatest compliments I ever got (well, it seemed like a compliment to me, anyway) was when Mr. Spielberg told me I’d missed my era as a screenwriter–that I would have had a ball in the 40s.

Like his contemporary Soderbergh, Koepp sustains the American tradition of tight, crisp storytelling. He also thinks a lot about his craft, and he explains his ideas vividly. His interviews and commentary tracks offer us a vein of practical wisdom that repays mining. It was with that in mind that I visited him in his Manhattan office to dig a little deeper.

Humanizing the Gizmo

Today, the challenge is the tentpole, the big movie full of special effects. A tentpole picture needs what Koepp calls its Gizmo, its overriding premise, “the outlandish thing that makes the big movie possible.” The Gizmo in in Jurassic Park is preserved DNA; the Gizmo in Back to the Future is the flux capacitor. “The  more outlandish the Gizmo, the harder it is to write everybody around it.”  The problem is to counterbalance scale with intimacy. “You need to offset what’s ‘up there’ [Koepp raises his arm] with things that are ‘down here’ [he lowers it].” This involves, for one thing, humanizing the characters. A good example, I think, is what he did with Jurassic Park.

Crichton’s original novel has a lot going for it: two powerful premises (reviving dinosaurs and building a theme park around them), intriguing scientific speculation, and a solid adventure framework. But the characterizations are pallid, the scientific monologues clunky, and the succession of chases and narrow escapes too protracted.

The film is more tightly focused. In the novel, Dr. Grant is an older widower and has no romantic relation to Ellie; here they’re a couple. In the original, Grant enjoys children; in the film, he dislikes them. Accordingly, Koepp and Spielberg supply the traditional second plotline of classic Hollywood cinema. Alongside the dinosaur plot there’s an arc of personal growth, as Grant becomes a warmer father-figure and he and Ellie become short-term surrogate parents for Tim and Alexa.

Similarly, Crichton’s hard-nosed Hammond turns into a benevolent grandfather; in the film, his defensive attitude toward the park’s project collapses when his children are in danger. Even Ian Malcolm, mordantly played by Jeff Goldblum (stroking some of the most unpredictable line-readings in modern cinema), can be seen as the wiseacre uncle rather than the smug egomaniac of the novel.

Crichton’s tale of scientific overreach becomes a family adventure. Koepp’s consistent interest in the crises facing a family meshes nicely with the same aspect of Spielberg’s work, and it gives the film an appeal for a broad audience. In the original, Tim is a boy wonder, well-informed about dinosaurs and skilled at the computer. Koepp’s screenplay shares out these areas of expertise, making Lex the hacker and letting her save the day by rebooting the park’s defense system. There’s a model of courage and intelligence for everybody who sees the movie.

While giving Crichton’s novel a narrative drive centered on the surrogate family, Koepp also creates a more compressed plot. For one thing, he slices out the chunks of scientific explanation that riddle the novel. The main solution came, Koepp says, when Spielberg pointed out that modern theme parks have video presentations to orient the visitors. Koepp and Spielberg created a short narrated by “Mr. DNA,” in an echo of the middle-school educational short “Hemo the Magnificent.” The result provides an entertaining bit of exposition that condenses many scenes in the book. Why Mr. DNA has a southern accent, however, Koepp can’t recall.

Compression like this allows Koepp to lay the film out in a well-tuned structure. Most of his work fits the four-part model discussed by Kristin and me so often (as here). In Storytelling in the New Hollywood, she shows how Jurassic displays the familiar pattern of goals formulated (part one), recast (part two), blocked (part three), and resolved (part four). When I visited Koepp, he was laying out 4 x 6 cards for his screenplay for Brilliance, seen above. He remarked that the array fell into four parts, with a midpoint and an accelerating climax.

For a smaller-scale example of compression, consider a classic convention of heist movies: the planning session. In Mission: Impossible, Ethan Hunt reviews his plan for accessing the computer files at CIA headquarters. As he starts, the reactions of the two men he’s recruiting foreshadow what they’ll do during the break-in: the sinister calculation of Krieger (Jean Reno), in particular, is emphasized by De Palma’s direction. Ethan’s explanation of the security devices shifts to voice-over and we leave the train compartment to follow an ineffectual bureaucrat making his way into the secured room. (The room and the gadgets were wholly made up for the film; the Langley originals were far more drab and low-tech.)

Everything that will matter later, including the heat-sensitive floor and the drop of moisture that can set off the alarms, is laid out visually with Ethan’s explanation serving as exposition. Like the Mr. DNA short, this set-piece, extravagant  in the De Palma mode, serves to specify how things in this story will work. Here, however, the task involves what Koepp calls “baiting the suspense hook. “ Each detail is a security obstacle that Hunt’s team will have to overcome.

The world is too big

Panic Room.

The overriding problem, Koepp says, is that the world is too big for a movie. There are too many story lines a plot might pursue; there are too many ways to structure a scene; there are too many places you might put the camera. You need to filter out nearly everything that might work in order to arrive at what’s necessary.

At the level of the whole film, Koepp prefers to lay down constraints. He likes “bottles,” plots that depend on severely limited time or space or both. The Paper ’s action takes 24 hours; Premium Rush’s action covers ninety minutes (close to the running time of the film). Stir of Echoes confines its action almost completely to a neighborhood, while Secret Window mostly takes place in a cabin and the area around it. Even those plots based on journeys, like The Trigger Effect and War of the Worlds, develop under the pressure of time.

Panic Room is the most extreme instance of Koepp’s urge for concentration. He wanted to have everything unfold in the house during a single night and show nothing that happened outside. (He even thought about eliminating nearly all dialogue, but gave that up as implausible: surely the home invaders would at least whisper.) As it worked out, the action in the house is bracketed by an opening scene and closing scene, both taking place outdoors, but now he thinks that these throw the confinement of the main section into even sharper relief. The result is a tour de force of interiority—not even flashbacks break us out of the immense gloom of the place—and in the tradition of chamber cinema it gives a vivid sense of the overall layout of the apartment.

Panic Room, like Premium Rush, relies on crosscutting to shift us among the characters and compare points of view on the action. But another way to solve the world-is-too-big problem is to restrict us to what only one characters sees, hears, and knows. This is what Polanski does in Rosemary’s Baby, which derives so much of its rising tension from showing only what Rosemary experiences, never the plotting against her. Koepp followed the same strategy in War of the Worlds. Most Armageddon films offer a global panorama and a panoply of characters whose lives are intercut. But Koepp and Spielberg decided to show no destroyed monuments or worldwide panics, not even via TV broadcasts. Instead, we adhere again to the fate of one family, and we’re as much in the dark as Ray Ferrier and his kids are. Even when Ray’s teenage son runs off to join the military assault, we learn his fate only when Ray does.

Less stringent but no less significant is the way the comedy Ghost World follows misanthropic dentist Bertram Pincus (Ricky Gervais). After a prologue showing the death of the exploitative exec played by Greg Kinnear, we stay pretty much with Pincus, who discovers that he can see all the ghosts haunting New York. Limiting us to what he knows enhances the mystery of why these spirits are hanging around and plaguing him.

Yet sticking to a character’s range of knowledge can create new problems. In Stir of Echoes, Koepp’s decision to stay with the experience of Tom Witzky (Kevin Bacon) meant that the film would give up one of the big attractions of any hypnosis scene—seeing, from the outside, how the patient behaves in the trance. Koepp was happy to avoid this cliché and followed Richard Matheson’s original novel by presenting what the trance felt like from Tom’s viewpoint.

The premise of Secret Window, laid down in Stephen King’s original story, obliged Koepp to stay closely tied to Mort Rainey’s range of knowledge. In his director’s commentary, Koepp points out that this constraint sacrifices some suspense, as during the scene when Mort (Johnny Depp) thinks someone else is sneaking around his cabin. We can know only what he sees, as when he glimpses a slightly moving shoulder in the bathroom mirror.

Having nothing to cut away to, Koepp says, didn’t allow him to build maximum tension. Still, the film does shift away from Mort occasionally, using a little crosscutting during phone conversations and at the climax. During the big revelation, Koepp switches viewpoint as Mort’s wife arrives at the cabin; but this seems necessary to make sure the audience realizes that the denouement is objective and not in Mort’s head.

Once you’ve organized your plot around a restrictive viewpoint, breaking it can be risky. About halfway through Snake Eyes, Koepp’s screenplay shifts our attachment from the slimeball cop Rick Santoro (Nicolas Cage) to his friend Kevin (Gary Sinese). We see Kevin covering up the assassination. In the manner of Vertigo, we’re let in on a scheme that the protagonist isn’t aware of. This runs the risk of dissipating the mystery that pulls the viewer through the plot. Sealing the deal, Snake Eyes then gives us a flashback to the assassination attempt. Not only does this sequence confirm Kevin’s complicity, it turns an earlier flashback, recounted by Kevin to Rick, into a lie. Although lying flashbacks have appeared in other films, Koepp recalls that the preview audience rejected this twist. The lying flashback stayed in the film because the plot’s second half depended on the early revelation of Kevin’s betrayal.

Because the world is too big, you need to ask how to narrow down options for each scene as well as the whole plot. Fiction writers speak of asking, “Whose scene is it?” and advise you to maintain attachment to that character throughout the scene. The same question comes up with cinema.

Say the husband is already in the kitchen when the wife comes in. If you follow the wife from the car, down the corridor, and into the kitchen, we’re with her; we’ll discover that hubby is there when she does. If instead we start by showing hubby taking a Dr. Pepper out of the refrigerator and turning as the wife comes in, it’s his scene. Note that this doesn’t involve any great degree of subjectivity; no POV shot or mental access is required. It’s just that our entry point into the scene comes via our attachment to one character rather than another.

Here’s a moment of such a directorial choice in Stir of Echoes. Maggie comes home to find her husband Tom, driven by demands from their domestic ghost, digging up the back yard. Koepp could have gotten a really nice depth composition by showing us a wide-angle shot of Tom and his son tearing up the yard, with Maggie emerging through the doorway in the background. That way, we would have known about the mess before she did.

Instead, Koepp reveals that Tom’s mind has gone off the rails by showing Maggie coming out onto the back porch and staring. We hear digging sounds. “Oh…kay…” she sighs.

She walks slowly across the yard, passing their son and eventually confronting Tom, who’s so absorbed he doesn’t hear her speak to him.

Once you’ve made a choice, though, other decisions follow. So Maggie provides our pathway into the scene, but how do we present that? Koepp asks on his commentary track:

What do you think? Is it better to do what I did here, which is pull back across the yard and slowly reveal the mess he’s made, or should I have cut to her point of view of the big messy yard right in the doorway? I went for lingering tension rather than the sudden cut to what she sees. You might have done it differently.

Sticking with a central character throughout a scene can have practical benefits too. Koepp points out that his choice for the Stir of Echoes shot was affected by the need to finish as the afternoon light was waning. Similarly, in the forthcoming Jack Ryan, Koepp includes an action scene showing an assault on a helicopter carrying the hero. Koepp’s script keeps us inside the chopper as a door is blown off and Ryan is pinned under it. Rather than including long shots of the attack, it was easier and less costly to composite in partial CGI effects as bits of action glimpsed in the background, all seen from within the chopper.

Saving it, scaling it, buttoning it

Ghost Town.

Because the world is too big, you can put the camera anywhere. Why here rather than there?

Standard practice is to handle the scene with coverage: You film one master shot playing through the entire scene, then you take singles, two-shots, over-the-shoulders, and so on. Actors may speak their lines a dozen times for different camera setups, and the editor always has some shot to cut to. Alternatively, the director may speed up coverage by shooting with many cameras at once. Some of the dialogues in Gladiator were filmed by as many as seven cameras. “I was thinking,” said the cinematographer, “somebody has to be getting something good.”

Koepp opposes both mechanical and shotgun coverage. Whenever he can, he seizes on a chance to handle several pages of dialogue in a single take (a “one-er”). “There’s a great feeling when you find the master and can let it run.” Sustained shots work especially well in comedy because they allow the actors to get into a smooth verbal rhythm. The hilariously cramped three-shot in Ghost Town (shown above) could play out in a one-er because Koepp and Kamps meticulously prepared its rapid-fire dialogue exchange.

When cutting is necessary, Koepp favors building scenes through subtle gradations of scale, saving certain framings for key moments. He walked me through a striking example, a five-minute scene in Panic Room.

Meg Altman and her daughter Sarah have been besieged by home invaders. Meg has managed to flee from their sealed safety room, but Sarah is trapped there and is slipping into a diabetic coma while the two attackers hold her captive. Now two policemen, summoned by Meg’s husband, come calling. The criminals are watching what’s happening on the CC monitor. Meg must drive the cops away without arousing suspicion, or the invaders will let Sarah die.

Koepp’s scene weaves two strands of suspense, the peril of the girl and Meg’s tactics of dealing with the cops. One cop is ready to leave her alone, but another is solicitous. Meg offers various excuses for why her husband called them—she was drunk, she wanted sex—but the concerned cop persists. The scene develops through good old shot/ reverse-shot analytical editing, with variations in scale serving to emphasize certain lines and facial reactions.

At the climax, the concerned officer says that if there’s anything she wants to tell them but cannot say explicitly, she could blink her eyes as a signal. When he asks this, Fincher cuts in to the tightest shot yet on him. The next shot of Meg reveals her decision. She refuses to blink.

Fincher saved his big shot of the cop for the scene’s high point. The cop’s line of dialogue motivates the next shot, one that keeps the audience in suspense about how Meg will respond. What I love about this shot is that everybody in the theatre is watching the same thing: her eyes. Will she blink?

Building up a scene, then, involves holding something back and saving it for when it will be more powerful. An extreme case occurs in Rosemary’s Baby. I asked Koepp about a scene that had long puzzled me. Rosemary and Guy have joined their slightly dotty older neighbors, the Castevets, for drinks and dinner. Having poured them all some sherry, Roman settles into a chair far from the sofa area, where the other three are seated.

Mr. Castevet continues to talk with them from this chair, still framed in a strikingly distant shot.

Koepp agreed that virtually no director today would film the old man from so far back. Can’t you just see the tight close-up that would hint at something sinister in his demeanor?

We found the justification in the next scene, the dinner. This is filmed with one of those arcing tracks so common today when people gather at a table, but here it has a purpose. The shot’s opening gives us another instance of the Castevets’ social backwardness, as Rosemary saws away at her steak. (You’d think people in league with Satan could afford a better cut of meat.)

Mr. Castevet proceeds to denounce organized religion and to flatter Guy’s stage performance in Luther. As the camera moves on, the fulcrum of the image becomes the old man, now seen head-on from a nearer position.

“He was saving it,” said Koepp. “He was making us wait to see this guy more closely—and even here, he’s postponing a big close-up.”

Yet having given with one hand, Polanski takes away with the other. Next Rosemary is doing the dishes with Mrs. Castevet while the men share cigarettes in the parlor. Because we’re restricted to Rosemary’s range of knowledge, we see what she sees: nothing but wisps of smoke in the doorway.

We’ll later realize that this offscreen conversation between Roman and Guy seals the deal over Rosemary’s first-born.

Empty doorways form a motif in the film (the major instance has been much commented on), and they too point up Polanski’s stinginess—or rather, his economy. He doles his effects out piece by piece, and the result is a mix of mystery and tension that will pay off gradually. Koepp likewise exploits the sustained empty frame, most notably at the end of Ghost Town.

Building up scenes in this way encourages the director to give each shot a coherence and a point. Koepp recalls De Palma’s advice: “For every shot, ask: What value does it yield?” Spielberg comes to the set with clear ideas about the shots he wants, and when scouting or rehearsing he’s trying to assure that the set design, the lighting, and the blocking will let him make them. As Koepp puts it, Spielberg is saying: ”This is my shot. If I can’t do X, I don’t have a shot.”

Compared to the swirling choppiness on display in much modern cinema–say, at the moment, Leterrier’s Now You See Me–Koepp’s style is sober and concentrated. For him, the director should strive to turn a shot into a cinematic statement that develops from beginning to end. The slow track rightward in Stir of Echoes has its own little arc, following Maggie leaving the porch, moving past their son, concluding on Tom as she speaks to him and he suddenly turns to her (at the cut).

Accordingly a shot can end with a little bump, a “button” that’s the logical culmination of the action. Something as simple as Rosemary turning her head to look sidewise is a soft bump, impelling the POV shot of the doorway. Something more forceful comes in Stir of Echoes, when the people at the party chatter about hypnosis and the camera slowly coasts in on Tom, gradually eliminating everybody else until in close-up he says cockily, “Do me.”

Shooting all the conversational snippets among various characters would have required lots of coverage, and it was cleaner to keep them offscreen as the camera drew in on Tom. With the suspense raised by the track-in (a move suggested by De Palma), Koepp could treat Tom’s line as a dramatic turning point and the payoff for the shot.

In a comic register, the button can yield a character-based gag. Bertram Pincus is warming to the Egyptologist Gwen; he’s even bought a new shirt to impress her. They discuss how his knowledge of abcessed teeth can help her research into the death of a Pharaoh. A series of gags involves Pincus’ discomfiture around the mummy, with Gwen making him touch and smell it. The two-shot, Koepp says, is still the heart of dialogue cinema, especially in comedy.

Bertram offers Gwen a “sugar-free treat” and shyly turns away. The gesture reveals that he’s forgotten to take the price tag off his shirt.

This buttons up the shot with an image that reveals the characters’ attitudes. Pincus’s error undercuts his self-important explanation of the pharoah’s oral hygiene. Yet it’s a little endearing; he was in such a hurry to make a good impression he forgot to pull the tag. At the same, having Gwen see the tag shows her sudden awareness that Bertram’s offensiveness masks his social awkwardness. As Koepp puts it: “He bought a new shirt for their meeting, she realizes it, and she finds it sweet.” She’s starting to like him, as is suggested when she turns and matches his posture.

Koepp gives the whole scene its button by cutting back to a long shot as Pincus murmurs, “Surprisingly delightful.” Is he referring to his candy, or his growing enjoyment of Gwen’s company? Both, probably: He’s becoming more human.

Like the Movie Brats and the New New Hollywood filmmakers, Koepp is inspired by other films. And as with them, his usage isn’t derivative in a narrow sense. He treats a genre convention, a situation, an earlier Gizmo, or a fondly-remembered shot as a prod to come up with something new. Borrowing from other films isn’t unoriginal; in mainstream filmmaking, originality usually means revising tradition in fresh, personal ways.

There’s a lot more to be learned about screenwriting and directing from the work of David Koepp. He told me much I can’t squeeze in here, about the Manhattan logistics of shooting Premium Rush and about the newsroom ethnography behind The Paper, written with his brother Stephen. What I can say is this: He really should write a book about his craft. I expect that it would be as good-natured as his lopsided grin and quick wit. It would illuminate for us the range of the creative choices available in the New Hollywood, the New New Hollywood, and the Newest Hollywood.

Thanks to David for giving me so much of his time. We initially came into contact when he wrote to me after my blog post on Premium Rush, which now contains a P.S. extracted from his email. We had never met, and I’m glad we finally caught up with each other.

I’ve supplemented my conversation with David with ideas drawn from his DVD commentaries for Stir of Echoes, Secret Window, and Ghost Town. Soderbergh provides intriguing observations on the commentary track for Apartment Zero. I’ve also found useful comments in these published interviews: “David Koepp: Sincerity,” in Patrick McGilligan, ed., Backstory 5: Interviews with Screenwriters of the 1990s (University of California Press, 2010), 71-89; Joshua Klein “Writer’s Block, [1999],” at The Onion A.V. Club; Steve Biodrowski, “Stir of Echoes: David Koepp Interviewed [2000]” at Mania; Josh Horowitz, “The Inner View–David Koepp [2004]” at A Site Called Fred; “Interview: David Koepp (War of the Worlds)[2005]” at Chud.com; Ian Freer, “David Koepp on War of the Worlds [2006],” at Empire Online; “Peter N. Chumo III, “Watch the Skies: David Koepp on War of the Worlds,” Creative Screenwriting 12, 3 (May/June 2005), 50-55; E. A. Puck, “So What Do You Do, David Koepp? [2007]” at Mediabistro; Nell Alk, “David Koepp, John Kamps Talk Premium Rush, Joseph Gordon-Levitt’s Fearlessness and Pedestrian ‘Scum’ [2012]” at Movieline; and Fred Topel, “Bike-O-Vision: David Koepp on Premium Rush and Jack Ryan [2012]” at Crave Online.

Vincent Sherman discusses screenplay switching in People Will Talk, ed. John Kobal (Knopf, 1986), 549-550. My quotation from Gladiator‘s DP comes from The Way Hollywood Tells It, p. 159. For more on David Fincher’s way with characters’ eyes, see this entry on The Social Network.

The Dark Mirror (1944).

DB here:

With the indispensable assistance of our web tsarina Meg Hamel, I’ve just put up an essay on Hollywood film of the 1940s. It’s called “Murder Culture: Adventures in 1940s Suspense.” It’s long, I warn you. But if you’re interested in American film history, thrillers, Alfred Hitchcock, or all of the above, you could find it worth checking out.

Now for a flashback. Cue track-in, soft dissolve, ominous music.

I was born in 1947, so the Hollywood cinema of that day really belonged to my parents’ generation. Yet why do I feel that the 1940s-early 1950s cinema is “my Hollywood” in a way that the 1960s and 1970s aren’t?

TV is a big part of the answer. Living on a farm, I saw far more movies on TV than in theatres. That’s why I don’t have as absolute a fetishism for 35mm as my baby-boom peers who grew up in cities. They could amble down to the local Bijou every day after school and soak up current movies and classics. I couldn’t, so  I can sympathize with kids today who see most of their movies on monitors. That’s what I did, and—truth be told—what many urban cinephiles did too.

What I could see, thanks to Rochester and Syracuse television stations, were those films that had sold in packages of 16mm prints. Fattened out by with commercials, sometimes trimmed to fit schedules, old movies were treated as filler. And while some of the 1930s movies, chiefly the Bs featuring Mr. Moto and Charlie Chan, became lifelong favorites, it was mostly the 1940s and early 1950s films that stuck with me.

There were Citizen Kane and Magnificent Ambersons, of course, which movie books steered me toward. But there was also Ball of Fire, For Whom the Bell Tolls (in black and white), and Suspicion. Those I remember most vividly, but today, watching some obscure 40s item, I find dim memories of that sometimes flaring up too.

From college through graduate school, I made 1940s Hollywood a touchstone. My first published essay, back in 1969, was on Notorious. As a film collector, I favored 1940s things, from His Girl Friday and Fallen Angel to Ministry of Fear (below) and The Shop around the Corner. When I started teaching at the University of Wisconsin–Madison, the Wisconsin Center for Film and Theater Research enabled me catch up on Warners, RKO, and even the stray Monogram. In my courses we showed prizes like Meet Me in St. Louis and The Locket. I was happy when several of my students, such as Diane Waldman, Brian Rose, and Fina Bathrick, took up 1940s topics for their research.

The era pulled in my research too. In Narration in the Fiction Film my preferences were exposed; some friends noticed that most of my prime American examples (The Big Sleep, In This Our Life, Murder My Sweet, The Killers, Secret beyond the Door, Shadow of a Doubt, Rear Window, etc.) came from the 1940s and early 1950s. The conversation sort of went like this. Q: So I guess for you, David, every narrative is a mystery? A: Yes.

In The Classical Hollywood Cinema I could justify my 40s emphasis because that era saw significant changes in storytelling. I couldn’t avoid all those flashbacks, all that deep focus, all that noir and melodrama. Still, as my examples of ordinary Hollywood sound picture I picked Play Girl (1940) and The Black Hand (1949). Likewise, when I wrote an article about how we’re led to forget key story information, I fastened on Mildred Pierce. And one theme of The Way Hollywood Tells It, a book purportedly about contemporary moviemaking, is the debt that the Movie Brats and their successors owe to the 1940s.

No surprise, then, that when I was asked in 2011 to prepare some lectures for Belgium’s summer film college, I decided to revisit 1940s Hollywood. I began preparing in the spring, and had plenty of time to watch films while I was hospitalized with pneumonia. The more I watched, the more I came to believe that we still don’t know this period in its full artistic richness–and peculiarities.

True, we have plenty of studies that see all sorts of 40s films as reflections of the war or postwar malaise. Certainly, as well, the literature on film noir and the female Gothic will continue to grow. (Indeed, these categories weren’t available to people of the time; they just called those movies “melodramas.”) But I wanted to explore broader trends in cinematic storytelling that were pioneered or consolidated after 1940 or so. That meant looking at family sagas like How Green Was My Valley (see Kristin’s post here), as well as dramas like Daisy Kenyon and All About Eve and other things that caught my interest.

During a July week in Antwerp, I delivered the lectures. It was exhilarating to re-see the films in 35 and discuss them with a lively bunch of participants. But my ideas kept developing. I couldn’t shake the films and the spell they cast on me. Over two years I’ve continued to watch and read and turn ideas over.

End of flashback. Cue soft dissolve, track out, music with warmer harmonies.

I’m now writing a book, one that’s relatively short (honest!) and that, I hope, creates an original perspective on American film of the 1940s. Although the new piece centers on the suspense thriller, the book will look at other genres too. You can get the flavor of the project  from these entries on the 1940s and early 1950s:

“Intensified continuity revisited.” The Shop around the Corner vs. You’ve Got Mail.

“Creating a classic, with a little help from your pirate friends.” How His Girl Friday acquired its stature today.

“Foreground, background, playground.” This is a trailer for ”William Cameron Menzies: One Forceful, Impressive Idea.”

“Chinese Boxes, Russian dolls, and Hollywood movies.” On embedded flashbacks.

“Julie, Julia, and the house that talked.” On narrational strategies and wild time schemes.

“Puppetry and ventriloquism.” Bits and pieces from the 2011 lectures, focusing on anti-realism and competition among directors.

“Despoiling the movies.” On 1940s attendance habits.

“Pike’s peek.” Imaginary product placement.

“Play it again, Joan.” Analyzes the technique of replaying scenes seen or heard earlier.

“Bette Davis eyelids.” Joan’s rival and her performance tactics.

“Hand jive.” General piece on performance and gesture, with discussion of All the King’s Men.

“I Love a Mystery: Extra-credit reading.” A sort of dry run for the web essay.

“Alignment, Allegiance, and Murder.” How Lang attaches us to characters in House by the River.

“DIAL M FOR MURDER: Hitchcock frets not at his narrow room.” Touches on Dial M‘s debt to 1940s experiments.

“A dose of DOS: Trade secrets from Selznick.” On Selznick’s films, including those directed by Hitchcock.

“SIDE EFFECTS and SAFE HAVEN: Out of the past.” On current thrillers’ debt to the 1940s; ties to today’s web essay.

Most of these and much of the new “Murder Culture” essay probably won’t surface in the final book. I wrote the pieces in order to clarify some research questions and to sketch out some answers. If you have any suggestions or corrections, feel free to correspond.

Meet Me in St. Louis (1944).

Safe Haven; Side Effects.

DB here:

Occasionally someone will ask me how I watch a movie. Here’s a stab at an answer. If the film presents a story, fictional or nonfictional, I try to get engaged by it, as most viewers do. I also try to watch for how the filmmaker shapes sounds and images. Such things are hard to analyze on the fly, but we can at least be shot-conscious. I suppose as well there’s a small part of me asking whether what I’m watching is good or bad. Another part takes notice of what many viewers spot today: the sorts of story roles allotted to women and members of minorities.

At the same time, one module in my head seems to be looking for historical precedents and parallels to what I’m seeing. The purpose isn’t to dismiss current movies with “Aw, this has been done long ago.” Instead, I think I’m looking for ways in which earlier forms and styles are accepted, recast, or rejected by the creative choices being made today.

For instance, as I was watching Safe Haven and Side Effects, I was thinking of the 1940s.

Not that other periods haven’t left their traces. Both movies depend on crosscutting, something that goes back to the 1910s, as does the goal-oriented protagonist. Both rely as well on analytical editing, with Soderbergh in his usual spare way minimizing establishing shots in favor of compact constructive editing. The wobbly handheld shots cropping up in both films hark back to the 1960s and filmmakers’ periodic revival of them. Four-part structure: check. Rule of three: check. And so on.

But what popped out at me was something that I’ve noticed before. Films of the last twenty years or so borrow a lot of storytelling strategies that originated in the 1940s and carried through into the early 1950s.

In The Way Hollywood Tells It, I argued that 1990s Hollywood drew upon this heritage and in some ways pushed it farther. It isn’t just neo-noirs like Reservoir Dogs and Memento that owe a debt to the earlier period. Lots of films in many genres now casually use flashbacks, voice-overs, restricted points of view, multiple protagonists, network narratives, and replays of scenes from different perspectives—all strategies pioneered or consolidated in the 1940s. These techniques have become so accepted a part of mainstream moviemaking that we may forget that a comedy like The Hangover or a prestige drama like The Iron Lady presents fairly elaborate time schemes or tricks of character subjectivity.

We also tend to ignore the sheer eccentricity of the period. The 1940s introduced movies letting a house tell the story or embedding flashbacks within flashbacks within flashbacks. Characters dreamed things that came true, or realized that they were actually dead. Sometimes dead people narrated the story. All in all, things got pretty strange.

Part of that era’s legacy is the suspense thriller as we know it. I’ll be putting up a web essay on the development of the genre soon, but for now consider these two recent releases as heirs of that tradition. Of course there are big spoilers ahead.

Spooked

Like many 1940s thrillers, Safe Haven centers on a woman in peril. Most often the heroine is trapped in a house, and an unseen force or a ruthless husband is trying to kill or incapacitate her. The prototype is Gaslight (1944), where as often happens, the wife is rescued by a “helper male,” a romantic alternative to the husband. Variants of this plot include The Spiral Staircase (1946) and The Two Mrs. Carrolls (1947). This sort of domestic thriller, sometimes called a Gothic, tends to fill household spaces and everyday routines with vague threats.

Instead of confining its protagonist, Safe Haven builds its plot around a woman who has left home behind. Fleeing an abusive marriage, Erin arrives in a North Carolina town and slowly enters a love affair with Alex, a widower who runs a convenience store. Meanwhile her husband Kevin tries to track her down. The fairly conventional budding romance, as Erin joins Alex and his kids in forming a new family, is threatened by the prospect of Kevin finding her and dragging her back home. As a policeman, Kevin has unusual forces at his disposal: a crucial turning point is his putting out an unauthorized wanted poster. Not only does this endanger Erin’s new identity, but when Alex sees the poster, he breaks off their affair.

On-the-run plots are usually the province of male-centered thrillers like The 39 Steps and North by Northwest. It isn’t unknown, though, to make the woman a moving target.  One of my favorites is Double Jeopardy (1999), in which Ashley Judd plays a wife convicted of her husband’s murder. When she learns that he faked his death, she realizes that she can’t be tried again for killing him. Released on parole, she pursues him, while her tenacious parole officer pursues her. An older example is Woman in Hiding (1949), in which Ida Lupino plays a wife who is supposedly murdered by her husband. Actually, she eludes death and tries to flee him, but he, discovering she’s still alive, catches up with her on a hotel staircase.

In such thrillers, there are two common ways you can generate suspense. Both depend on range of knowledge, as Alfred Hitchcock pointed out in 1947.

The author may let both reader and character share the knowledge of the nature of the dangers which threaten. . . . Sometimes, however, the reader alone may realize that peril is in the offing, and watch the characters moving to meet it in blissful ignorance and disquieting unconcern.

That is, the narration can attach us to a character and limit our knowledge to what she knows. Examples of this are Hitchcock’s Rebecca (1940) and Suspicion (1941), which quite strictly confine us to the heroine’s range of knowledge.

Safe Haven, like Woman in Hiding, takes the alternative option: omniscience, or what Hitchcock calls “sharing the knowledge of the dangers.” Crosscut scenes show Erin in Southport while Kevin follows her trail. Other crosscut scenes introduce us to Alex’s problems of raising his kids and grieving for his wife.

As Erin gradually settles into the community, we know that Kevin is closing in. He arrives during a town celebration, and the crosscutting becomes tighter. Thanks to Kevin, the store catches fire and endangers Alex’s daughter, while Kevin drunkenly wrestles with Erin at gunpoint.

Suspense and mystery go hand in hand, and suspense films have a habit of suppressing information about past events. Woman in Hiding begins with the wife’s car plunging into the river; later we get a flashback explaining what led up to the accident. Safe Haven begins with a black-haired woman hysterically running out of a house and taking refuge with a neighbor. What has led to this? The woman, now a blonde, then boards a bus, while we see a man with police credentials questioning witnesses and stopping other buses.

The plot is organized so that we don’t know for quite some time why Erin is being pursued by this exceptionally zealous detective. And some fragmentary flashbacks, mostly in the form of dreams (a favorite 40s device), hint that she has killed a man. Gradually, however, there are hints that this cop isn’t what he seems. Not until the end of the third part (circa 80:00) do we learn from a full flashback that the cop is her husband. Kevin is a crazed alcoholic who began to strangle Erin one evening; she stabbed him and fled her home. The teasing flashbacks, along with the suggestion that Kevin’s pursuit is an official inquiry rather than a private vendetta, misled us. What we saw at the start was Erin escaping from an abusive marriage.

A lower-key form of delayed and distributed exposition involves Alex and his kids. Instead of filling us in immediately on Alex’s life with his wife, we learn of their married life gradually. After Alex has fallen in love with Erin, he retreats to a room kept in memory of his dead wife. He riffles through letters she left behind, to be given to Josh and Lexie when they grow up. Later, Alex abandons Erin because of the wanted poster, and he retreats to his wife’s room, where he has a change of heart and goes to bring her into the home.

Why the change of heart? An unusual aspect of Safe House is the injection of, ah, otherworldly intervention. While living in her cabin, Erin meets a neighbor, Jo, who encourages her to get to know Alex. In the epilogue, Alex gives Erin one of the letters from his wife’s desk, labeled simply, “To Her.” It’s a sympathetic message expressing the wife’s support for the next woman to be wife and mother to her family. The picture inside is of Jo. Earlier, in the sacred space of Jo’s room, Alex seems to grasp that he has to reunite with Erin. At the climax, Erin, dreams that Jo is warning her that Kevin has caught up with her. As angel, ghost, or spirit—you choose—Jo has brought everyone together.

Reviewers, in this cynical age, scoffed at this device. I didn’t mind it because I liked its tie to tradition. Ghosts and angels have haunted American cinema from the start, but in the 1940s they played very prominent roles—not just in comedies like Topper Returns (1941) but in dramas. Beyond Tomorrow (1940), Our Town (1940), Happy Land (1943), A Guy Named Joe (1943), The Uninvited (1944), It’s a Wonderful Life (1947), and many other films unashamedly introduced supernatural beings as moral guides to the living. True, those films build their spooks into the premises of the plot early on, while Safe Haven saves its for a Big Reveal. But after The Sixth Sense (1999), this sort of twist shouldn’t seem too upsetting. (A second viewing reveals that Jo is unnaturally disturbed when it looks like Erin won’t bond with the family, and a few lines of dialogue take on new meanings when you know that Jo is dead.) Perhaps the gimmick seems wimpier when it’s invoked in a romantic thriller than in a masculine investigation plot.

Recommended dosage

Steven Soderbergh is one of our most exploratory directors, a filmmaker who tries different things without making a big deal about it. He’s also a cinephile who, like Cameron Crowe, admires and quietly adapts classic studio traditions. He turns out lots of movies, a habit reminiscent of the contract director of yore.

I was skeptical of his pastiche The Good German (2006), but I do admire his compact, unfussy direction, as I mentioned here. I’m a big fan of Out of Sight (1998), and I think his last batch of films, from Contagion (2011) through Haywire (2012) and Magic Mike (2012), shows him to be a director whose every project is solid and intriguing. It’s a pity he’s announced his retirement after the upcoming Liberace project.

I doubt that in Safe Haven Lasse Hallström was consciously channeling 1940s suspense thrillers, but it seems likely that Soderbergh was trying his hand at something deliberately Hitchcockian. (Reviewers needed no nudging to make the comparison.) Beyond comparisons with the Master of Suspense, Side Effects’s debt extends to two plot patterns of the 1940-early 1950s that Scott Z. Burns’s script ingeniously combines.

The first is what I call the Crazy Lady plot. The Snake Pit (1948) is probably the clearest example, but there are many others, including Bewitched (1945), Dark Mirror (1946), The Locket (1946), Shock (1946), Possessed (1947), and Whirlpool (1950). The plot pattern can be found in literary thrillers too, such as Margaret Millar’s The Iron Gates (1945) and John Franklin Bardin’s fine Devil Take the Blue-Tail Fly (1948). Hitchcock didn’t tackle a Crazy Lady plot until Marnie (1964), but in the 1940s he tried a Crazy Gentleman variation in Spellbound (1945).

In such films, the woman is the mystery. What is wrong with her? Why do her problems have such horrible consequences for her and others? Often the woman displays an abnormal division in her mind: the prospect of a split personality is never far off. The key factor is that her behavior is inconsistent. A rich woman shoplifts (Whirlpool), a sweet girl fatally stabs her fiancé (Bewitched). Accordingly, only a psychoanalyst can probe the sick woman’s behavior and track down the founding trauma, typically something that happened in childhood. A crucial convention is the scene in which the woman breaks through and realizes what ails her, as in this moment from Whirlpool. It’s typical of this plot that therapeutic dialogue is often paralleled by police questioning.

Side Effects gives the Crazy Lady’s mental problems a modern spin. Emily is suffering from depression, and her husband Martin’s recent release from prison hasn’t helped her recover. After ramming her car into a parking-garage wall, she’s cared for by Jonathan, a hospital psychiatrist also in private practice. He starts her on antidepressants, eventually giving her one recommended by Emily’s previous psychiatrist, Victoria. This seems to help, although it induces Emily to sleepwalk. While she’s apparently sleepwalking, she stabs Martin to death.

Now Jonathan is in a bind. If the drug Ablixa has been misprescribed, Jonathan is responsible for Martin’s death and Emily’s fate. Jonathan defends Emily and his testimony helps win a verdict of not guilty by reason of insanity. He continues to supervise her recovery while his career collapses. His patients abandon him, his partners cast him out of their business, and he’s dropped from a lucrative experiment. He’s also being investigated by his professional association.

In other words, Jonathan is now fulfilling a second 1940s plot pattern: The innocent man trapped by circumstance. He might be a murder suspect (Stranger on the Third Floor, 1940; Phantom Lady, 1944; The Big Clock, 1948) or an ordinary guy dropped into international intrigue (Journey into Fear, 1943; The Ministry of Fear, 1944). Side Effects combines this noirish convention with the Crazy Lady plot. It turns out that Emily and Victoria have conspired to set up Martin’s death. Emily actually hates her husband, and she’s learned enough from his insider-trading schemes to understand that a scandal could drive down Ablixa’s stock price. She and Victoria, who have become lovers, can make millions as a result of the murder.

Yet suspecting all this doesn’t help Jonathan. Emily can’t be tried again, and as Jonathan begins to grasp their scheme, Victoria draws the net tighter around him. She sends his wife faked photos suggesting that he and Emily have had an affair.

In 1947, novelist Mitchell Wilson pointed out an important convention of the thriller. He claimed that the defining feature of the genre was a fear felt by the protagonist that is communicated to the reader: the protagonist is in continual danger. But when the threat reaches its peak, the worm must turn.

The framework of the suspense story is the continual struggle of the frightened protagonist to fight back and save himself in spite of his pervading anxiety, and in this respect he is truly heroic. The action of the story does not consist in mere activity, but in the hero’s change of mood in response to changing circumstances.

Jonathan’s desperation leads him to concoct a scam of his own. Since Emily is in prison and can’t communicate with Victoria, he is able to play them off against one another. Holding a physician’s control over Emily, he can convince her to double-cross Victoria and unmask her. Then he double-crosses Emily and consigns her to the asylum while returning to his family.

Again, I’ve ironed out the ups and downs of the film in order to lay out the plot’s design. In the actual telling, we’re attached first to Emily and then more closely to Jonathan. The overall pattern resembles that of Whirlpool, which concentrates first on the way the wife’s kleptomania draws her to the sinister therapist Korvo, and then shifts to the investigation undertaken by the police and her husband, a psychoanalyst. (Whirlpool, like Side Effects, centers on dueling shrinks.)

Here the Crazy Lady premise is a masquerade, and Soderbergh “plays fair” with us about it. The 1940s films rely on mental subjectivity—voice-over inner monologues, exaggerated sound effects, hallucinations, dream imagery—in order to show that the protagonist is truly wacko. Side Effects presents Emily objectively, relying on somber color schemes, top lighting, and Rooney Mara’s morose demeanor to suggest a young woman struggling against depression

From the outside we watch Emily’s glum visits to Martin in prison, their frustrated sex when he gets out, her impassive crashing of her car, her confiding in her boss, and her breakdown at a cocktail party. There are a few optical POV shots, but those are justified as Emily’s numb stare–although Soderbergh does sneak past us a POV shot that, because of distorting glass, might seem to be projecting Emily’s state of mind expressionistically. (See above.) Virtually everything we see suggests a woman losing control, so that when Emily perks up after going on Ablixa, we, like Jonathan and Martin, think she’s recovering.

Safe Haven leads us to jump to a conclusion—that the cop pursuing Erin is doing so legitimately—only to rescind that by filling out the teasing fragmentary flashbacks. Side Effects does something similar, but through simple ellipsis. The plot lets us think that Emily is genuinely depressed by skipping over things it could have shown, such as her fake vomiting or her dumping the prescription pills down the toilet. Only at the climax, when Jonathan wrings the truth from Emily, do we get subjective imagery. There are artificially sun-sprayed flashbacks of her days with Martin just before his arrest, as well as glimpses of her therapy with Victoria, followed by replays of the suicide attempts, now revealed as faked.

The 1940s popularized this sort of filling-in flashback, in which a replay shows items that were left out of an earlier presentation. The most famous example is the return to the opening of Mildred Pierce (1945). Now as then, we can’t completely trust a thriller’s narration. There are mysteries in the story, but there are also mysteries in the storytelling. No matter how much a thriller seems to tell us, key information is usually held back, and the suppression won’t always be signaled. To get Rumsfeldian: there are always known unknowns, but thrillers trade in unknown unknowns, data we didn’t realize were there.

There’s a lot more to say about these movies. For example, both trade on a premise common to the 1940s and American movies thereafter. Call it the Margaritaville Rule: There’s a woman to blame. Erin brings calamity to Southport and trauma to her would-be family, and Jonathan’s travails are the result of two scheming women, seconded by a hard-edged wife who won’t hear out his explanations.

Moreover, I hope it’s clear that I don’t think these two recent releases are merely cloning 1940s conventions. They incorporate subjects and themes of our time, like spousal abuse and the insidious power of Big Pharma. They exhibit some innovative plotting, such as the revelation of a guiding spirit in Safe Haven and the combination of Crazy Lady premises with the Cornered Innocent in Side Effects. And Soderbergh’s offers an exercise in crisp direction, from its conventional opening shot to its grimly symmetrical closing one.

My point is simple: However new our films may seem, whether they’re accomplished (Side Effects) or banal (Safe Haven), in important respects they’re continuing traditions that go back decades.

Why then, you may ask, do so many academics and journalists insist that classical cinematic storytelling is dead? Why do they so resolutely ignore the evidence of continuity between today’s films and those that went before? That’s a mystery I can’t solve.

Hitchcock’s remark about the range of knowledge and suspense comes from “Introduction: The Quality of Suspense,” Alfred Hitchcock’s Fireside Book of Suspense (New York: Simon and Schuster, 1947), viii. Mitchell Wilson’s remarks on fighting back are in “The Suspense Story,” The Writer 60, 1(January 1947), 16. His novel None So Blind (1945) became the Renoir film Woman on the Beach (1947).

The idea of the “helper male” in the Gothic is developed by Diane Waldman in “’At last I can tell it to someone!’: Feminine Point of View and Subjectivity in the Gothic Romance Film of the 1940s,” Cinema Journal 23,2 (Winter 1984), 29-40.

For more background on the 1940s thriller, see the web essay, “Murder Culture: Adventures in 1940s Suspense” and this blog entry. Another blog entry discusses replays in 1940s and 1950s American film. For more arguments about the debts of today’s films to studio Hollywood, see The Way Hollywood Tells It and other entries on this site.

This entry neglects another important component of Side Effects: the music. For that, see Roger Ebert’s acute review. Expressive scores are, needless to say, central to 40s thrillers too.

Mike Grost’s encyclopedic website supplies a great deal of information about the mystery genre.

Side Effects.

P. S. 24 March 2013: Thanks to Gabe Klinger for correcting a dumb date mistake!

3/60 Baum in Herbst (Kurt Kren, 1960). Hand-drawn soundtrack.

DB here:

It’s time again to write up books that fate and friends have sent my way. And I do mean books, as in printed matter on paper held together by string and glue and wrapped in a decorative cover.

Nothing against e-books, mind you. I’ve put out a couple myself (see right sidebar), and I’ve become more inclined to use them for my research. Every academic sometimes needs to read only parts of a book–a chapter that touches on your project, a bibliography that can help you, chatty footnotes that can suggest a new idea. If your library hasn’t got a copy and Inter-Library Loan is difficult, an e-book can be worth the investment. The only real problem is the prospect of buying, in any format, a book that you must read but that you know will be dire. (Names and titles omitted for the sake of the new year’s mood.) Then at least the e-book, being less expensive, can mitigate the pain of paying, if not of reading.

Direness isn’t on the agenda for the books I have on the desk today. All are worth your attention, in whatever format you can get them.

Before Jan Wahl became a prolific writer of children’s books, he left the US to study in Denmark. There he had the great fortune to be a dogsbody for Dreyer on the making of Ordet. Wahl left the country after the exterior shooting, but he kept in touch with Dreyer for some time afterward. His daily notes of their conversations were vetted and corrected by Dreyer, in hopes of eventual publication. Now, nearly sixty years later, the book has arrived.

Dreyer took a shine to the young Fulbright student and confided to him ideas about his earlier work and his plans for his Jesus film. Dreyer was at that point fairly undecided about many aspects of the Jesus script, including how to end the story. But these are sidelights compared to the central action of Wahl’s memoir, the making of Ordet in the cloudy and rainy summer of 1954.

Despite the inhospitable weather, Dreyer planned and shot much more action in exteriors than appeared in the final film. The film’s hermetic “theatricality” seems to have been arrived at through pruning landscape images and shots of characters coming and going. An especially intriguing shot of Anne and Anders meeting in a field took a great deal of time:

Anne sets out to deliver a pair of trousers for her father, Peter Tailor, but she takes the long way around in order to have a tryst with Anders. The lovers meet in the field, lingering at a corner in the rye.

The camera had a long traveling movement, its tracks laid on a wooden platform in the shape of an immense letter L whose angle was parallel to the field. On that day, between three and five o’clock there was sufficient light for five takes. . . .

We’re also reminded of Dreyer’s fastidiousness—arranging sheep in ranks around the Borgen farmhouse and demanding that 1925 newspapers should line the drawers in the household. (Seeing a recent paper would “break the spell of concentration should an actor happen to see it.”) It’s a pity that Wahl could not stay through the whole production, which moved to the Palladium studio in the fall, to provide more details like this.

Just as ingratiating are Wahl’s accounts of the village where the film was shot, a tiny place taken over by Dreyer’s project. Wahl lingers over hearthside meals in a land where coffee has almost sacramental significance.

“There is something about coffee that soothes the Danes,” [Dreyer] said, “and puts them in touch with God. . . . On the winter days, which last so long here in Jutland, a warm cup is a balm; they take everyday communion in it.”

The primary value, I think, of Carl Theodor Dreyer and Ordet lies in atmospheric moments like these. I’ll always remember Wahl’s portrait of the gentle but obstinate Dreyer at sixty-five: dreaming of a film on Christ, smoking cigars, and tossing pastry crumbs to the bird that visits his garden every afternoon at three-thirty.

From Ashley Hebler’s website.

Pop quiz, hot shots:

What firm had the initial idea for VOD rentals? (Hint: Not Netflix.)

What firm had the initial idea for video kiosks? (Hint: Not Redbox.)

The answers, along with a solid story, can be found in Netflixed: The Epic Battle for America’s Eyeballs. Gina Keating’s brisk business reportage pits upstart Netflix against the well-entrenched Blockbuster in a cage match worthy of its title. Keating starts by demolishing Reed Hastings’s tale that he conjured up the service when he was annoyed by late fees on Apollo 13. In fact, tech entrepreneur Hastings entered the start-up as a fairly passive money guy, while the more retiring Marc Randolph devised the Netflix business model, which included what Keating calls an “intuitive user interface and peerless customer service.”

Keating shows how Randolph’s idea for an online video store on the Amazon model tapped into the expansion of internet retail. Randolph, according to Keating, “had what it took to conceive and launch Netflix. What came next—ruthless optimization and relentless growth—were not his strong suits.” By 2002, Randolph had left the company and Hastings ruled.

In counterpoint Keating chronicles Blockbuster’s ups and downs, mostly downs. It was already feeble when Netflix launched, and Viacom was perpetually trying to unload it. The decline was evident, however, in 2007 with the coming of CEO Jim Keyes, who had turned around 7-Eleven. Keyes decided to try to make Blockbuster outlets into “full-service entertainment destinations” where, according to Keating,

. . . customers would drop in for pizza and a Coke, or buy a book or a flat-screen television or hang out with their kids on weekends while waiting for a movie to download.

It was at this point that the Onion posted its YouTube video of the Living Blockbuster Museum. Still, Blockbuster should be credited with seeing the future of VOD. Execs tested it in 2001 (answer to Question One), but the concept had to wait until Internet access widened and download speeds picked up.

Netflix made missteps too. The firm let the staff who developed the video kiosk concept depart and form Redbox. (Answer to Question Two.) Hastings was also caught off-guard when Blockbuster Online began to surpass Netflix’s customer base. Still, you come away largely admiring the adroitness of the company. I hadn’t realized the power of Netflix’s software innovations, especially its recommendation engines.

Netflixed concentrates on major players, but Keating does introduce many economic-structural factors to provide higher context. And concentrating on personalities makes for a gripping read. Hastings, who declined to be interviewed for the book, is depicted as a math-mind who could inspire software engineers but who dealt coolly with human feelings in a way reminiscent of Steve Jobs. Carl Icahn, who stalks through many other histories of modern US media, has his moments too, mostly ones of fulmination.

Non-fun fact: A 2005 survey indicated that only 22% of Americans preferred to see a movie in a theatre rather than at home on video. And this was before the surge in VOD.

Netflix treated the Sundance Film Festival as a venue for dealmaking and PR. This is  just one measure of the importance of such events for film as an art and a business. For decades our bookshelf devoted to film festivals harbored only a few volumes, mostly official histories of Cannes and Venice. By now, however, “festival studies” has become a teeming area of research. This is all to the good. International film culture after World War II, as we pointed out in Film History: An Introduction, has depended centrally on festivals, and film historians have to realize that these gatherings shape the history of cinema in many ways.

Jeffrey Ruoff’s new volume, Coming Soon to a Festival Near You: Programming Film Festivals, gathers several essays about the principles and pragmatics of deciding what’s shown. As Ruoff claims in his introduction, festivals perform many functions: they “celebrate film as an art, affirm different kinds of identity via film, [and] facilitate the marketing of films.”

Given these missions, the programmer functions minimally as a critic who aims to satisfy the audience’s tastes while steering it in novel directions. But the programmer can also be a celebrity in him- or herself, making the festival an extension of the programmer’s tastes, as happens with Michael Moore (Travers City), Roger Ebert (Ebertfest), and Tony Rayns’ Asian selections at Vancouver. This is what Ruoff calls the programmer as auteur.

The programmer is also a historian—reviving work from the past in retrospectives, while acting as a kind of future historian, laying down the conditions for later development in cinematic sensibility. The praise awarded to Bergman and Antonioni at 1950s and 1960s European festivals created a narrative of artistic development that historians who followed would elaborate.

Coming Soon to a Festival Near You offers a potpourri of pieces, from academically inflected accounts of festival history to personal memoirs from programmers and critics. Focus Features producer James Schamus provides a pungent entry on the economics of red-carpet galas, and Bill Pence, a long-standing fest entrepreneur, recounts the development of Telluride. All in all, Ruoff’s volume helps us understand the role of festivals as tastemakers and gatekeepers of world cinema.

“It is a country, culturally speaking, that respects its avant-garde filmmakers, present, past, and future,” writes Adrian Martin. He’s describing Austria, from which comes the magnificent volume Film Unframed: A History of Austrian Avant-Garde Cinema. Peter Tscherkassky, a major filmmaker himself, has created a collection that manages to be at once sweeping and in-depth. Many of us (but not enough) know work of the “old” masters Peter Kubelka and Kurt Kren, but this anthology skips back to the early 1950s. There we find artists like Kurt Steinwendner, whose Der Rabe (The Raven, 1951) looks to be a stark exercise in neo-Expressionism, done to electronic music.

As the chapters move toward the present, some names and films were familiar to me, most were not, but all emerged as intriguing and provocative. The diverse directions of experimentation are traced by some of our best writers (Maureen Turim, Jonathan Rosenbaum, Steve Anker, Andréa Picard, and  Christoph Huber, among others). The hefty volume is filled out with color photographs and many pages of -graphies: bio-, filmo-, and biblio-.

Martin’s foreword, from which my initial quotation comes, sets the stage for a comprehensive reappraisal of this major tradition. We have to thank the film collective sixpackfilm and the Austrian Film Museum, which has become a leader in publishing books and DVD editions that mightily expand our horizons. Thanks also to the government subsidies that allow the book to be available at a very decent price. Next up, one hopes: A big fat DVD compilation.

In the fall of 1988 there materialized at my office an elvish man with a neat white beard and a Compaq laptop. He was perpetually smiling, and he soon revealed why: he had one of the quickest wits and sharpest senses of humor I’d encountered. The Lilly Endowment had awarded him a year’s grant to improve his knowledge of film. Very sensibly, he came to UW.

The faculty all welcomed him, and he became friends with Kristin and me. Tapping away quietly on his laptop, sitting on the far side of the front row (to keep plugged in), he took the most extensive and precise notes on my blahblah that I have ever seen. Recalling those days, I have to smile when I realize that the oldest person in the class was the only one who brought a computer. His notes circulated in samizdat among the grads for years.

His name was Peter Parshall. A film fan from his youth, Pete had taught film and literature at Rose-Hulman Institute of Technology. He became famous as a beloved, highly demanding teacher: the student slogan was “Peter Parshall picked apart my perfect paper.” After his year in Madison, Pete went on a Fulbright Award to teach American film at the Technical University of Dresden. He retired from Rose-Hulman some years ago but kept active (bicycling, especially) and still teaches film courses.

Now Pete has published a probing book on a broad storytelling strategy that goes by many names—thread structure, hyperlinked plots, network narratives. Altman and After: Multiple Narratives in Film provides incisive analyses of several films, while also offering an illuminating set of categories for understanding them. Nashville is a “mosaic narrative,” an effort to surrender forward-driving plot in favor of fragments that pull the characters into teasingly incomplete patterns. Network narratives, with intersecting and culminating plotlines, are exemplified by Pulp Fiction, Amores Perros, Code Unknown, and The Edge of Heaven.

A new and intriguing category is the “database narrative.” Here the film launches a set of events but then replays them differently, providing alternative pathways for events. Sometimes this strategy is motivated as reflecting different points of view, as in Rashomon. But other tales question the very solidity of the narrative world, as in The Virgin Stripped Bare by her Bachelors, Run Lola Run, and The Double Life of Véronique.

Pete’s book has already received praise, with Sarah Kozloff noting in Choice: “For several of these films, Parshall’s discussion is the best analysis available, and teachers and students have much to learn from his searching intelligence.” Altman and After is a fine addition to the growing list of books seeking to understand the permutations of today’s cinematic storytelling.

Torkell Saætervadet, a Norwegian expert on film technology and cinema design (and on aviation!), won our thanks with his authoritative 2005 text The Advanced Projection Manual. Now the International Federation of Film Archives, which co-sponsored the earlier volume, has brought out his new FIAF Digital Projection Guide.

It’s a comprehensive overview, written with great lucidity and packed with charts and specs. Sætervadet covers the Digital Cinema Package file system, projection systems, 3-D systems, sound formats, and  best practices for projectionists, including advice on preparing one’s own DCP hard drive. Along with judicious presentation of rival formats, Sætervadet provides informed opinions, including a persuasive account of why 4K projection is much to be preferred to 2K. As an inveterate sitter in the Raccoon Lodge, I was happy to learn of the importance of the “front-row rule” in measuring resolution in relation to screen size.

This is an indispensable book for anyone interested in current cinema technology. I wish it had been available when I wrote Pandora’s Digital Box. The Guide is available direct from FIAF and from Amazon.uk.

Finally, from the enterprising Potemkin Press comes a new edition of Eisenstein’s writings on Disney animation. An inveterate cartoonist himself, usually somewhere between Cocteau and Keith Haring, the polymath director reflected on Uncle Walt the artist throughout his career, but most deeply while he was at work on Ivan the Terrible. SME made no bones about it:

The work of this master is the greatest contribution of the American people to art–the greatest contribution of the Americans to world culture.

As often happens, Disney furnishes Eisenstein the occasion to launch a fantasia on what he’s been reading and thinking about since the last time he wrote. He hits on the ceaseless, “amoeba-like” change that animation permits and that Disney cartoons exploit. SME’s ruminations lead him into myth, ritual, medieval art, the drawings of Thurber and Steinberg, and much more. Typical is this:

TUSHMAKER’S TOOTHPULLER by John Phoenix, of course, stands in line with other plasmatic fancies. (Never observed this before.) Now I’ve just read some verses on the same topic by Walter de la Mare….

Much of the material is irreducibly private and may never be fully understood. Feel free to unleash your own associations on passages like this:

NB: Fishes! Cf. Ferenczi.

Octopi: Most plasmatic.

Merbabies.

The tiger is a goldfish.

↓

Lawrence.

↓

Horses like butterflies.

St. Mawr like a fish.

Back in 1986, Jay Leyda and Alan Upchurch gave us Eisenstein on Disney, a fine selection from these energetic, perplexing jottings. Unfortunately that book is currently rare and expensive. Now we have Sergei Eisenstein: Disney, edited by Oksana Bulgakowa and Dietmar Hochmuth. Based on recent archival discoveries, it incorporates more pieces and includes a more extensive commentary and an index. Dustin Condren’s translation reads fluently, and there are many illustrations. The editors employ varying fonts to label passages in different languages, although all passages, including SME’s obsessive cut-and-pastes from books, are fully rendered in English.

Oksana’s Afterword provides a historical account of the manuscript and an in-depth guide to the development of SME’s ideas at the period. She’s particularly helpful in explaining Eisenstein’s flirtation with psychoanalytical ideas. She flavors her account by itemizing the archaeological artifacts the researcher encounters:

Eisenstein writes on an incredible variety of paper–on the back of his own manuscripts and others’ screenplays, on Mosfilm’s or the film committee’s stationery, on concert programs. The annotations from the year 1944 are scribbled on 1942 calendar sheets. Call numbers for books from the library, telephone numbers, doctors’ prescribed diets, and a grocery list are all found in the text–cream meringues, sultanas, nuts.

When I learn things like this, I like him even more.

Sergei Eisenstein: Disney is a remarkable addition to the Eisenstein literature and ought to provoke lively debate in the animation community as well. But try to find or photocopy the Leyda/Upchurch volume too. It includes SME’s earlier 1932 notes on his drawings, where he floats his ideas about “plasmation,” and it has some different illustrations and its own helpful commentary. Both collections are invaluable to every Eisensteinian, which in a just and righteous world should mean everybody.

P.S. 28 January 2013: Thanks to Manfred Polak for correcting a misspelled name.

Thanks also to Peter Parshall for corrections in my memory of his visit (Compaq, not Apple as I’d said; Lilly grant; 1988; all duly adjusted above.) Details, details. He adds:

You probably don’t remember but the other students complained to you after the first day’s class because of the noise my computer keys made as I clattered away, trying desperately to keep up with the barrage of information coming at me.  So when I came up to speak to you in my turn, you suggested that perhaps I shouldn’t use the computer.  I was stunned!  (All that money!  That was one of the very first laptop models manufactured and it had cost a bundle!)  The next day, instead of sitting in the back, I sat in the front row so that your voice would drown out my clatter and I announced at the class break that I’d put my notes on reserve.  The complaints suddenly stopped.
Then on the first day of spring term, I was startled when a student rushed up to me and asked very anxiously what had happened to my notes!!!  (I had taken them off reserve after exams were over, thinking they would no longer be needed.)  No, No, he exclaimed.  All the students wanted copies for prelims.  So I put them back on reserve.
The climax to the joke came three or four years later when I flew into Rochester, NY, for a film conference and taxi-pooled with several other conferees to the hotel.  I was delighted to learn that they were all grad students from UW, although I didn’t know any of them.  I didn’t mention my name, it being of no scholarly importance, but simply said I taught in Indiana and had spent a sabbatical year at UW.  A female voice with a rich British accent popped up from the back seat:  “Oh, you’re Peetah Paahshall.”  Turns out she had acquired a set of the samizdat.  I chuckled at the thought of them still being handed on, from one generation of students to the next.  . . . I know I learned a ton that year in Madison and if I could help the learning process for some UW students in return for all your hospitality, I was happy to do so.

Eisenstein, Self-Portrait (1944).