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Do filmmakers deserve the last word?

DB here:

On 3 December 1913, the above advertisement appeared in the New York Dramatic Mirror. D. W. Griffith had left the American Biograph company and set out on an independent path that would lead to The Birth of a Nation and beyond. Because Biograph never credited directors, casts, or crews, he wanted to make sure that the professional community was aware of his contributions. Not only did he point out that he had made several of the most noteworthy Biograph films; he also took credit for new techniques. He introduced, he claims, the close-up, sustained suspense, restrained acting, “distant views” (presumably picturesque long-shots of the action), and the “switchback,” his term for crosscutting—that editing tactic that alternates shots of different actions occurring at the same time.

Griffith’s bid for credit was a shrewd move for his career, and it had repercussions after the stunning success of The Birth of a Nation two years later. Many historians took Griffith at his word and credited him with the breakthroughs he listed. He became known as the father of “film grammar” or “film language.” The idea hung on for decades. Here’s the normally perceptive Dwight Macdonald, criticizing Dreyer’s Gertrud for being anachronistic:

He just sets up his camera and photographs people talking to each other, usually sitting down, just the way it used to be done before Griffith made a few technical innovations. (1)

Filmmakers believed the Griffith story too. Orson Welles wrote of the “founding father” in 1960:

Every filmmaker who has followed him has done just that: followed him. He made the first close-up and moved the first camera. (2)

In the late 1970s a new generation of early-cinema scholars gave us a more nuanced account of Griffith’s place in history. They pointed out that most of the innovations he claimed either predated his Biograph work, (3) or appeared simultaneously and independently in Europe and in other American films. Some Griffith partisans had already conceded this, but they maintained that he was the great synthesizer of these devices, and that he used them with a vigor and vividness that surpassed the sources.

That judgment seems right in part, but Eileen Bowser, Tom Gunning, Barry Salt, Kristin Thompson, Joyce Jesniowski, and other early-cinema researchers have drawn a more complicated picture. (4) Griffith did speed up cutting and devote an unusual number of shots to characters entering and leaving locales. But these innovations weren’t usually recognized as original by previous historians. More interestingly, much of what Griffith did was not taken up by his successors. His technique was idiosyncratic in many respects. By 1915 younger directors like Walsh, Dwan, and DeMille were forging a smoother style that would be more characteristic of mainstream storytelling cinema than Griffith’s somewhat eccentric scene breakdowns. Instead of creating film language, he spoke a forceful but often unique dialect.

The New York Dramatic Mirror ad coaxes me to reflect on how filmmakers have shaped critics’ and historians’ responses to their work. Hawks and Hitchcock developed a repertory of ideas, opinions, and anecdotes to be trotted out on any occasion. Today, directors write books, give interviews, appear on infotainment shows, and provide DVD commentary. We know that many of the talking points are planned as part of the film’s publicity campaign, and journalists dutifully follow the lead. (In Chapter 4 of The Frodo Franchise, Kristin discusses how this happened with Lord of the Rings.) For many decades, in short, filmmakers have been steering critics and viewers toward certain ways of understanding their films. How much should we be bound by the way the filmmaker positions the film?

Deep focus and deep analysis


Citizen Kane (1941).

Determining intentions is tricky, of course. Still, I think that in many cases we can reconstruct a plausible sense of an artist’s purposes on the basis of the artwork, the historical context, surviving evidence, and other information. (5) This may or may not correspond to what the artist says on a particular occasion. For now, I want simply to point to one instance in which filmmakers have shaped critical uptake, with results that are both illuminating and limiting.

In the late 1940s and early 1950s, André Bazin, one of the great theorists and critics of cinema, argued that Orson Welles and William Wyler created a sort of revolution in filmmaking. They staged a shot’s action in several planes, some quite close to the camera, and maintained more or less sharp focus in all of them. Bazin claimed that Welles’ Citizen Kane and The Magnificent Ambersons and Wyler’s The Little Foxes and The Best Years of Our Lives constituted “a dialectical step forward in film language.”

Their “deep-focus” style, he claimed, produced a more profound realism than had been seen before because they respected the integrity of physical space and time. According to Bazin, traditional cutting breaks the world into bits, a series of close-ups and long shots. But Welles and Wyler give us the world as a seamless whole. The scene unfolds in all its actual duration and depth. Moreover, their style captured the way we see the world; given deep compositions, we must choose what to look at, foreground or background, just as we must choose in reality. Bazin wrote of Wyler:

Thanks to depth of field, at times augmented by action taking place simultaneously on several plane, the viewer is at least given the opportunity in the end to edit the scene himself, to select the aspects of it to which he will attend. (6)

While granting differences between the directors, Bazin said much the same about Welles, whose depth of field “forces the spectator to participate in the meaning of the film by distinguishing the implicit relations” and creates “a psychological realism which brings the spectator back to the real conditions of perception” (7).

In addition, Bazin pointed out, this sort of composition was artistically efficient. The deep shot could supply both a close-up and a long-shot in the same framing—a synthesis of what traditional editing had given in separate shots. Bazin wove all these ideas into a larger theory that cinema was inherently a realistic medium, bound to photographic recording, and Welles and Wyler had discovered one path to artistic expression without violating the medium’s biases.

There are many objections to Bazin’s argument, some of which I’ve rehearsed in On the History of Film Style [1]. My point here is that Bazin was presenting analytical points that stemmed from publicity put out by Welles, Wyler, and especially their talented cinematographer Gregg Toland.

In a 1941 article in American Cinematographer, Toland talked freely about how he sought “realism” in Citizen Kane. The audience must feel it is “looking at reality, rather than merely a movie.” Key to this was avoiding cuts by means of long takes and great depth of field, combining “what would conventionally be made as two separate shots—a close-up and an insert—into a single, non-dollying shot.”(8) Toland defended his sometimes extreme stylistic experimentation on grounds of realism and production efficiency, criteria that carried some weight in his professional community of cinematographers and technicians. (9)

Toland’s campaign for his style addressed the general public too. For Popular Photography he wrote an article (10) explaining again that his “pan-focus” technique captured the conditions of real-life vision, in which everything appears in sharp focus. A still broader audience encountered a Life feature in the same year (11), explaining Toland’s approach with specially-made illustrations. Two samples show selective focus, one focused on the background, the other on the foreground.


An accompanying photo shows pan-focus at work, with Toland in frame center, an actor in the background, and Toland’s camera assistant in the foreground.


In sum, Toland’s publicity prepared viewers, both professional and nonprofessional, for an odd-looking movie.

Throughout the 1940s, Welles and Wyler wrote and gave more interviews, often insisting that their films invited greater participation on the part of spectators. In a crucial 1947 statement, Wyler noted:

Gregg Toland’s remarkable facility for handling background and foreground action has enabled me over a period of six pictures he has photographed to develop a better technique for staging my scenes. For example, I can have action and reaction in the same shot, without having to cut back and forth from individual cuts of the characters. This makes for smooth continuity, an almost effortless flow of the scene, for much more interesting composition in each shot, and lets the spectator look from one to the other character at his own will, do his own cutting. (12)

Some of this publicity material made its way into French translation after the liberation of Paris, just as Kane, The Little Foxes, and other films were arriving too. Bazin and his contemporaries picked up the claims that these films broke the rules. Deep-focus cinematography became, in the hands of critics, a revolutionary new technique. They presented it as their discovery, not something laid out in the films’ publicity.

But the case involved, as Huck Finn might say, some stretchers. Watching the baroque and expressionist Kane, it’s hard to square it with normal notions of realism, and we may suspect Toland of special pleading. Some of Toland’s purported innovations, such as low-angle shots showing ceilings, had been seen before. Even the signature Toland look, with cramped, deep compositions shot from below, can be found across the history of cinema before Kane. Here is a shot from the 1939 Russian film, The Great Citizen, Part 2 by Friedrich Ermler.


More seriously, some of Toland’s accounts of Kane swerve close to deception. For decades people presupposed that dazzling shots like these were made with wide-angle lenses.



Yet the deep focus in the first image was accomplished by means of a back-projected film showing the boy Kane in the window, while the second image is a multiple exposure. The glass and medicine bottle were shot separately against a black background, then the film was wound back and the action in the middle ground and background were shot. (And even the middle-ground material, Susan in bed, is notably out of focus.) I suspect that the flashy deep-focus illustration in Life, shot with a still camera, is a multiple exposure too. In any event, much of the depth of field on display in Kane couldn’t have been achieved by straight photography. (13)

RKO’s special-effects department had years of experience with back projection and optical printing, notably in the handling of the leopard in Bringing Up Baby, so many of Kane‘s boldest depth shots were assigned to them. But here is all that Toland has to say on the subject:

RKO special-effects expert Vernon Walker, ASC, and his staff handled their part of the production—a by no means inconsiderable assignment—with ability and fine understanding. (14)

Kane’s reliance on rephotography deals a blow to Bazin’s commitment to film as a medium committed to recording an event in front the camera. Instead, the film becomes an ancestor of the sort of extreme artificiality we now associate with computer-generated imagery.

Despite these difficulties, Toland’s ideas sensitized filmmakers and critics to deep space as an expressive cinematic device. Modified forms of the deep-focus style became a major creative tradition in black-and-white cinema, lasting well into the 1960s. Bazin’s analysis certainly developed Toland’s ideas in original directions, and he creatively assimilated what Toland and his directors said into an illuminating general account of the history of film style. None of these creators and critics were probably aware of the remarkable depth apparent in pre-1920 cinema, or in Japanese and Soviet film of the 1930s. Their claims taught us to notice depth, even though we could then go on to discover examples that undercut Toland’s claims to originality.

Some little things to grasp at

I assume that Toland and his directors were sincerely trying to experiment, however much they may have packaged their efforts to appeal to viewers’ and critics’ tastes. But sometimes artists aren’t so sincere. By the 1950s, we have directors who started out as film critics, and they realized that they could guide the agenda. Here is Claude Chabrol:

I need a degree of critical support for my films to succeed: without that they can fall flat on their faces. So, what do you have to do? You have to help the critics over their notices, right? So, I give them a hand. “Try with Eliot and see if you find me there.” Or “How do you fancy Racine?” I give them some little things to grasp at. In Le Boucher I stuck Balzac there in the middle, and they threw themselves on it like poverty upon the world. It’s not good to leave them staring at a blank sheet of paper, no knowing how to begin. . . . “This film is definitely Balzacian,” and there you are; after that they can go on to say whatever they want. (15)

Chabrol is unusually cynical, but surely some filmmakers are strategic in this way. I’d guess that a good number of independent directors pick up on currents in the culture and more or less self-consciously link those to their film.

Today, in press junkets directors can feed the same talking points to reporters over and over again. An example I discuss in the forthcoming Poetics of Cinema is the way that Chaos theory has been invoked to give weight to films centering on networks and fortuitous connections. As I read interview after interview, I thought I’d scream if I encountered one more reference to a butterfly flapping its wings.

More recently, Paul Greengrass gave critics some help when he suggested [2] that the jumpy cutting and spasmodic handheld camera of The Bourne Ultimatum suggested the protagonist’s subjective point of view–presumably, Jason’s psychological disorientation and frantic scanning of his surroundings. I expressed skepticism about this on an earlier blog entry [3], Anne Thompson replied on her blog [4], and I returned to the subject again [5]. Any director’s statement of purpose is interesting in itself, but it should be assessed in relation to the evidence we detect onscreen.

Another recent instance: the new Taschen book on Michael Mann. The luscious pictures, mainly from Mann’s archive, are the volume’s raison d’etre, but the filmmaker seems to have placed unusual demands on the text. F. X. Feeney writes:

An earlier version of this book completed by another writer attempted (in a spirit of sincere praise) to treat Mann’s films as reactions against film traditions, as subversions of genre. This fetched a rebuke from Mann: “It’s irrelevant and neither accurate nor authentic to compare my films to other films because they don’t proceed from genre conventions and then deviate from those conventions. They proceed from life. For better or worse, what I’ve seen and heard and learned on my own is the origin of this material. Maybe the film medium by nature spawns conventions, because we all built on what’s gone before, but the content and themes of my films are not facile and derivative. They are drawn from life experience.” (16)

We have to wonder if Mann’s objection played a role in eliminating the earlier writer’s version. If that happened, it’s an unusually strong instance of a director’s holding sway over critical commentary. (17)

In the text we have, Feeney provides a chronological account of Mann’s career: plot synopses, thematic commentary, production background. There’s no discussion of broader historical trends, such as the migration of TV directors into film, the creative options available in 1980s-1990s Hollywood, the development of self-conscious pictorialism in modern film, the possibility of genre films becoming art-films or prestige pictures, or the changes in media culture or American society. All of these lines of inquiry would require comparing Mann with other filmmakers. It remains for other writers, perhaps without the director’s cooperation, to put Mann’s achievement into such contexts.

It’s always vital to listen to filmmakers, but we shouldn’t limit our analysis to what they highlight. We can detect things that they didn’t deliberately put into their films, and we can sometimes find traces of things they don’t know they know. For example, virtually no director has explained in detail his or her preferred mechanics for staging a scene, indicating choices about blocking, entrances and exits, actors’ business, and the like. Such craft skills are presumably so intuitive that they aren’t easy to spell out. Often we must reconstruct the director’s intuitive purposes from the regularities of what we find onscreen. (For examples, see this site here [6], here [7], and here [8].) And it doesn’t hurt, especially in this age of hype, to be a little skeptical and pursue what we think is interesting, whether or not a director has flagged it as worth noticing.

(1) Macdonald, “Gertrud,” Esquire (December 1965), 86.

(2) Quoted in Orson Welles and Peter Bogdanovich, ed. Jonathan Rosenbaum, This is Orson Welles (New York: HarperCollins, 1992), 21).

(3) Such would seem to be the case of the close-up, which of course is found very early in film history. But Griffith’s idea of a close-up may not correspond to ours. More on this in a later blog, perhaps.

(4) I give an overview of this rich body of research in Chapter 5 of On the History of Film Style. See also various entries in the Encyclopedia of Early Cinema, ed. Richard Abel (New York: Routledge, 2005).

(5) The most detailed argument for this view I know is Paisley Livingston’s book Art and Intention: A Philosophical Study [9].

(6) “William Wyler, or the Jansenist of Directing,” in Bazin at Work: Major Essays and Reviews from the Forties and Fifties, ed. Bert Cardullo (New York: Routledge, 1997), 8.

(7) Orson Welles: A Critical View, trans. Jonathan Rosenbaum (New York: Harper and Row, 1978) 80).

(8) Toland, “Realism for Citizen Kane,” American Cinematographer 22, 2 (February 1941), 54, 80.

(9) See the discussion in Bordwell, Janet Staiger, and Kristin Thompson, The Classical Hollywood Cinema: Film Style and Mode of Production to 1960 (New York: Columbia University Press, 1985), 345-349.

(10) Toland, “How I Broke the Rules in Citizen Kane,” Popular Photography (June 1941), 55, 90-91.

(11) “Orson Welles: Once a Child Prodigy, He Has Never Quite Grown Up,” Life (May 26, 1941), 110-111.

(12) Wyler, “No Magic Wand,” The Screen Writer (February 1947), 10.

(13) Peter Bogdanovich was to my knowledge the first person to publish some of this information; see “The Kane Mutiny,” Esquire 77, 4 (October 1972), 99-105, 180-90.

(14) Toland, “Realism,” 80.

(15) “Chabrol Talks to Rui Noguera and Nicoletta Zalaffi,” Sight and Sound 40, 1 (Winter 1970-1971), 6.

(16) F. X. Feeney, Michael Mann (Cologne: Taschen, 2006), 21.

(17) Mann’s reasoning puzzles me. He insists that his films can’t be compared to others along any dimensions, especially thematic ones. Yet in saying that his films are lifelike, he suggests that other films aren’t as realistic as his. Moreover, what about comparisons on grounds of technique, surely one of the most striking and admired features of Mann’s work? For reasons that are obscure, the director discourages any critical consideration of style; Feeney tells us that Mann hates the very word (p. 20).


Ad in Wid’s Year Book 1918.

PS: 15 October: I’ve received a clarification from Paul Duncan, editor of F. X. Feeney’s Michael Mann book for Taschen. He expresses general agreement with my suggestions about how directors shape the uptake of their work, but he explains that the Mann book isn’t an instance of it. Here are the comments bearing on my blog entry.

In reply to my suggestion of other avenues to explore about Mann’s career:

In fairness to F.X. Feeney, he only had 25,000 words to cover Mann’s career, and all the subjects you write about are really outside the scope of the book. It sounds as though these are subjects that you would like to explore, and I can’t wait to read them in a future book or blog.

As for whether Mann exercised some control over the book’s final form, which I float as one possible explanation for its compass:

First, you speculate whether Mann caused the first version of the book to be scrapped, i.e. He exerted editorial control/censorship over the book. This is not the case, and if it was, do you think that he would have allowed F.X. to write that in the published version of the book?

In Note 17 appended to Feeney’s quote, you write: “Yet in saying that his films are lifelike, he suggests that other films aren’t as realistic as his.” If you had continued Mann’s quote, you would have reported the following: “I don’t look at the excellent French director Jean-Pierre Melville to decide how to tell the story in Thief. I meet thieves. And I guarantee you the reason Melville’s Le Samourai 1967) has authenticity, the reason Raoul Walsh’s White Heat (1949) has authenticity, is because those film-makers knew thieves, too.” I do not see any evidence here that Mann suggests that his films are more lifelike than other directors’. Only that his films stem from life like other films stem from life.

Also, in Note 17, you write: “For reasons that are obscure, the director discourages any critical consideration of style; Feeney tells us that Mann hates the very word (p. 20).” The reason Mann hates the word “style”—and I apologize for not making this clear in the book—is because after producing the Miami Vice TV show, he was forever referred to as a stylist, and the “style” of the show was all anybody ever talked about. The implication was that Mann is a director of style without substance. Subsequently, Mann has been very wary of the word, and discussion of it, because it puts undue weight on one aspect of his work.

Finally, I would like to explain a little of the working method with Mann on the book. The book was researched and written during rehearsal, filming and editing of Collateral. F.X. wrote the text and was given full access to everything that Mann had said in interviews. Mann then read and annotated the text, and this was discussed face-to-face with F.X. Most of these annotations were of a factual nature, correcting dates, being precise about the sequence of events, and to correct misinterpretations of his comments in previous interviews. However, they would also bring up new comments from Mann about his work. F.X. then rewrote some texts to include Mann’s comments, and then F.X. wrote his replies. In this way, the book became more of a dialogue between Mann and F.X. and is stronger for it I feel. So, in this case, the filmmaker did not get the last word.

I thank Paul for his clarifications, which should be of interest to all the book’s readers. On only two matters do we disagree.

First, Feeney’s book achieves what it set out to achieve, and it deserves credit for giving us valuable information about Mann in a clear, pungent style. And no one expects a Taschen book to be an in-depth monograph covering all aspects of a director’s career. But I still think that length limits don’t prevent an author from raising the contextual issues I mention. Many articles manage to address matters that go beyond the sort of career survey that Feeney provides, so there are ways to sketch such issues in an abbreviated way. I inferred, erroneously, that the choice not to tackle them could have been related to Mann’s own views on the comparative dimension that such issues tend to rely on.

Secondly, a minor matter: The fact that Mann can invoke Melville and Walsh on films about thieves suggests that a comparative perspective is valuable; he’s including himself in the company of directors who know their subjects from life, in explicit contrast to those who don’t. I didn’t include the extra sentences because I thought that they simply provided further signs of the contradiction I found in Mann’s own position—that his films can’t be compared to other directors’ works.